regulation

Technical Amendments to Commission Rules and Forms

ID 23675

The U.S. Securities and Exchange Commission, SEC, has published in the Federal Register final rules and form amendments concerning the following Statutory Instruments:
17 CFR PART 200 – ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
17 CFR PART 229 – STANDARD INSTRUCTIONS FOR FILING FORMS – REGULATION S-K
17 CFR PART 249 – FORMS, SECURITIES EXCHANGE ACT OF 1934
17 CFR PART 270 – RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
17 CFR PART 274 – FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
17 CFR PART 275 – RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940
The modifications are primarily technical in nature such as the correction of typographical errors or the update or elimination of outdated (non-relevant) cross-references. According to the SEC, some changes were also made to some form instructions for clarification, correction, and update purposes. The following Forms and Rules are thereby affected:
Overview of SEC rule amendments
Overview of SEC rule amendments

Other Features
capital management companies
companies
financial advisors
fund management
investment firms
issuer
notifications
reporting
Date Published: 2023-06-12
Date Taking Effect: 2023-06-12
Regulatory Framework: Securities Act of 1933, Investment Company Act of 1940, Investment Advisers Act of 1940
Regulatory Type: regulation
Asset Management
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