Events listed in Insurance
Ansøgning om tilladelse til at fungere som crowdfundingtjenesteudbyder
ID 23277
The memo summarises the important aspects for new and existing crowdfunding services providers who will be obligated to apply for operating permits to the Danish FSA. #### Requirement for permission The requirement stems from Regulation (EU) 2020/1503 requiring crowdfunding providers to obtain official permits from their national authority bodies, to increase investor protection. The existing crowdfunding firms have an extended transition period until 10 ...
Policy Rule on Suitability 2012
ID 22614
The Dutch Authority for the Financial Markets (AFM) has published an updated version of the joint *Policy Rule on Suitability 2012, which is a set of guidelines issued by the AFM and DNB that clarifies the definition of ’suitability‘ for policymakers and outlines the criteria used by supervisory authorities to assess the fitness and propriety of these policymakers. Policymakers must demonstrate suitability in the ...
Commission Implementing Regulation (EU) 2022/2454C with regard to supervisory ...
ID 22479
A first consolidated version of Commission Implementing Regulation (EU) 2022/2454 as regards the technical standards for the reporting of intra-group transactions and risk concentration under the Financial Conglomerates Directive (FICOD) was published in the Official Journal (OJ) of the EU. The consolidated version includes the corrections made by a corrigendum of March 6, 2024 which made revisions to the reporting instructions for line items ...
Präsentation Anzeigen von Auslagerungen
ID 22095
Die BaFin hat Feedback zu Anzeigen von Auslagerungen veröffentlicht, das in einer Präsentation von Dr. Sibel Kocatepe und Christoph Ruckert vorgestellt wurde. Dabei wurden verschiedene Punkte zu Anzeigen von Auslagerungen behandelt, darunter Zahlen zu eingegangenen Anträgen und Meldungen, Informationen zum Meldeprozess im Portal zur Melde- und Veröffentlichungsplattform (MVP), Antworten auf häufig gestellte Fragen und Ankündigung der geplanten Abfrage zu Bestandsauslagerungen ...