Events listed in regulation
A875 : Règlement CSSF N° 23-06 du 29 décembre 2023 sur la fixation du taux de ...
ID 26605
The countercyclical capital buffer rate applicable to relevant exposures located in Luxembourg remains set at 0.50% for the first quarter of the year 2024. The countercyclical capital buffer aims to counteract procyclical developments in credit markets. By reinforcing the level of capital during periods of excessive credit growth, associated with an intensification of systemic risks, the countercyclical capital buffer **contributes to absorbing losses during ...
Securities and Futures (Contracts Limits and Reportable Positions) Rules (Cap. ...
ID 26603
A new version of the Securities and Futures (Contracts Limits and Reportable Positions) Rules was published on Hong Kong e-Legislation, the official platform of the Hong Kong government for publicizing legal documents. The latest version contains amendments to the main body and both schedules of the rules to reflect the recent revisions to the position limits regime which came into force on December 22, ...
Council Regulation (EU) 2023/2920 amending Regulation (EU) 2022/2578 as regards the ...
ID 26596
New Council Regulation (EU) 2023/2920 amending Regulation (EU) 2022/2578 concerning the extension of latter’s application was published in the Official Journal (OJ) of the EU. Regulation (EU) 2022/2578 establishes a temporary market correction mechanism (MCM) for trading derivatives linked to the Union’s virtual trading points (VTPs) in the context of gas trading. Specifically, the 2022 regulation addresses the challenges posed by severe difficulties in ...
Real Decreto 1180/2023 sobre sistemas de indemnización de los inversores, y de ...
ID 26591
The Royal Decree 1180/2023, enacted on December 27, 2023, brings about several adjustments to the Spanish financial regulatory framework, primarily focusing on modifications to the Investment Guarantee Fund (FOGAIN) and the implementing regulations for Law 35/2003 on collective investment schemes. The amendments aim to enhance the efficiency, competitiveness, and stability of the financial sector, aligning it with European directives while addressing specific challenges withi ...
Rules of Practice and Procedure
ID 26588
Following a corresponding consultation in April 2022 (EventID 15456), the Board of Governors of the Federal Reserve System (FED), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) have now published in the Federal Register their **final rule regarding the modernization of their rules and regulations to account for developments in ...
List of non-legal corrections and clarifications in the FCA Handbook
ID 26583
The Financial Conduct Authority (FCA) has published an updated version of its List of non-legal corrections and clarifications in the FCA Handbook which contains changes the regulator has recently made to its Handbook which were NOT outlined in any corresponding instrument. The modifications are technical in nature, including corrections and adjustments primarily for clarification, correction, and regulatory alignment purposes. They do NOT alter current ...
Regulation (EU) 2023/2845 as regards settlement discipline, cross-border provision ...
ID 26566
New Regulation (EU) 2023/2845 relating to the operation and passporting of central securities depositories (CSDs), the settlement discipline, and the provision of other banking-type services by CSDs was published in the Official Journal (OJ) of the EU. The Regulation is aimed at improving the operational efficiency of CSDs and – subsequently – the settlement of financial transactions and the functioning of the financial market ...
Arrêté royal concernant les exigences prudentielles applicables aux OPCC et aux ...
ID 26564
On 27 December 2023, Royal Decree of 12 December 2023 approving the FSMA Regulation of 15 November 2023 on prudential requirements for management companies of collective investment undertakings meeting the conditions of Directive 2009/65/EC and alternative investment fund managers, and the FSMA Regulation of 15 November 2023 on periodic information concerning prudential requirements for management companies of collective investment undertakings meeting the conditions of ...
Securities and Futures (Trading Venues for Derivatives Contracts in the United ...
ID 26562
The Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official website of the Singapore government for publicizing legal texts. The Regulations modify the Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) Regulations 2019 by revising the list of recognized trading venues that ...
Edition 2023, Issue No: 103
ID 26560
On 26 December 2023, the S.I. No. 644/2023 – European Union (Credit Servicers and Credit Purchasers) Regulations outlining the regulatory framework for credit servicing and credit purchasing activities within the European Union was publised for the purpose of giving effect to Directive (EU) 2021/2167 (NPLD). The regulations cover various aspects including **authorization requirements for credit servicers, cross-border credit servicing activities, obligations of credit p ...