In accordance with Article 34 of MiFIR, ESMA has published a new version of its Public Register for the Trading Obligation for derivatives under MiFIR as of 4 September 2023.
Such obligation mandates that certain instruments are traded on EU trading venues unless there’s an equivalence decision for such trading in third-countries. The register outlines:
1. the classes of derivatives that are subject to the trading obligation;
2. the trading venues where such derivatives are traded;
3. third-countries deemed to be equivalent for purposes of the requirement; and
4. the dates from which the trading obligation took effect.
Other Features
AIF
banks
compliance
counterparty
Derivatives
investment firms
restrictions
securities
trading
trading venues
Date Published: 2023-09-04
Regulatory Framework: Markets in Financial Instruments Regulation (MiFIR)
Regulatory Type: information
[JC 2023 82 ] List of Financial Conglomerates 2023
ID 26470
The three European Supervisory Authorities (ESAs) have published a revised list of firms c ...
ESMA consults on possible changes to the securitisation disclosure templates
ID 26449
ESMA has initiated a consultation on potential changes to the securitisation disclosure te ...
ESAs propose extending the EMIR equity option exemption
ID 26434
The ESAs have proposed a two-year extension to the equity option exemption from bilateral ...
[ESMA84-2037069784-2106 ] Report on CRA Market Share Calculation 2023
ID 26412
In order to enhance market competition among credit rating agencies (CRA) and to foster th ...