The Monetary Authority of Singapore has issued a revised form (Form 11) for capital market licensees, including custodians, REIT management, credit rating agencies, financial advisers, and others, which must be used to apply with MAS for „the appointment of a Chief Executive Officer or director“ or for the change of a director’s role. Noted firms are expected to submit the form online. Following a submission, affected firms may view their filed form via MAS‘ transaction platform, MAS TX. The form also includes detailed filing instructions.
Other Features
broker
compliance
crowdfunding
custodian
financial advisors
fund management
investment firms
notifications
registration
REIT
Date Published: 2023-12-07
Regulatory Framework: Securities and Futures Act
Regulatory Type: form
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