The Monetary Authority of Singapore (MAS) has issued several revised forms applicable to exempt Corporate Finance advisers serving accredited investors, including forms for the notification of the commencement of business, the termination of business, and the change in particulars, and for the annual declaration of compliance with all applicable laws and regulations.
The affected forms are linked below:
Form 22 – Notice of Commencement of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations
Form 23 – Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance
Form 24 – Notice of Cessation of Business by Persons Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations
Form 25 – Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations
Please ensure to keep the deadlines for submitting the forms (e.g. within 14 days before the commencement of business (Form 22 ) or 14 days after the end of the financial year (Form 25) and to follow the instructions in the forms for the submissions.
Form 22 – Notice of Commencement of Business by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations Form 23 – Notice of Change of Particulars by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance Form 24 – Notice of Cessation of Business by Persons Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations Form 25 – Declaration by Person Exempted from Holding Capital Markets Services Licence to carry on Business in Advising on Corporate Finance under Paragraph 7(1)(b) of the Second Schedule to the Regulations
ID
22447
Other Features
compliance
financial advisors
notifications
professional investor
registration
Date Published: 2023-03-23
Regulatory Framework: Securities and Futures Act
Regulatory Type: form
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