The FSA has released a draft proposal entitled Cabinet Order to Amend the Order for Enforcement of the Financial Instruments and Exchange Act for public consultation.
This proposal will allow PTSs to deal with unlisted securities for professional investors, in line with the recommendation of the Working Group on Capital Market Regulations. The aim of this proposal is to make the secondary trading of unlisted securities more accessible.
The FSA is accepting public comments on this proposal until 29 May 2023, at noon (JST) via the e-Gov interface.
The original press release is available in Japanese HERE.
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Date Published: 2023-04-28
Date Taking Effect: 2023-05-29
Regulatory Framework: Financial Instruments and Exchange Act
Regulatory Type: consultation
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