Events listed in European Union
New consolidated version: Council Regulation (EU) 2020/1998 of 7 December 2020 ...
ID 21407
A new consolidated version of Council Regulation (EU) 2020/1998 with respect to sanction measures directed against persons and entities associated with serious human rights violations and abuses was published in the Official Journal (OJ) of the EU. The Regulation contains amendments to its Annex I setting out a list of sanctioned natural and legal persons, entities and bodies which were made by [Council Implementing ...
EBA GL 2021 14 – GLs on internal governance for investment firms under ...
ID 21404
On 10 January 2023, the European Banking Authority (EBA) has published an updated version of the compliance table for its „Guidelines on internal governance under Directive (EU) 2019/2034“. To recall, these IFD Guidelines (EBA/GL/2021/14) were published in November 2021 to take effect five months from then and shall support the implementation of a „clear organisational structure with well‐defined, transparent and consistent lines of responsibility“, .. ...
EBA updates JSON files within the taxonomy package
ID 21403
The European Banking Authority (EBA) updated the JSON files within the taxonomy package, which impact only the XBRL-CSV reporting documents. For navigation in the document, a „data point identifier is being used instead of a data point version identifier.“
New consolidated version: Commission Implementing Regulation (EU) 2016/1801 of 11 ...
ID 21402
A new consolidated version of Commission Implementing Regulation (EU) 2016/1801 as regards the mapping of relevant credit assessments for securitisations issued by external credit assessment institutions (ECAIs) to the credit quality steps set out in the Capital Requirements Regulation (CRR) was published in the Official Journal (OJ) of the EU. The consolidated version includes the amendments made by Commission Implementing Regulation (EU) 2022/2365 which ...
New consolidated version: Directive 2009/65/EC of the European Parliament and of ...
ID 21397
A new consolidated version of the Undertakings for Collective Investment in Transferable Securities Directive, UCITS Directive (Directive 2009/65/EC) was published in the Official Journal (OJ) of the EU. The version includes changes made by Directive (EU) 2021/2261. In particular, the UCITS Directive has been amended to prevent that EU UCITS that are sold as packaged retail and insurance-based investment products (PRIIPs) to investors will ...
Open hearing on consultation on ESG terms in funds’ names
ID 21394
Following the launch of a consultation on proposed guidelines for the use of ESG-related terms in investment funds‘ names (please see EventID 18186 for a detailed description of the proposed provisions and restrictions), the European Securities and Markets Authority, ESMA, has now published a press statement in this context. Specifically, ESMA informs that on January 23, 2023, from 11:00 a.m. to 1 p.m., it ...
New consolidated version: Council Regulation (EU) 2017/1509 of 30 August 2017 ...
ID 21392
A new consolidated version of Council Regulation (EU) 2017/1509 relating to sanction measures directed against the Democratic People’s Republic of Korea primarily for its engagement in the production of weapons of mass destruction was published in the Official Journal (OJ) of the EU. The Regulation contains amendments to its Annexes XV and XVI setting out lists of persons, entities, and firms to whom such ...
New consolidated version: Regulation (EU) 2021/378 of the European Central Bank of ...
ID 21391
A new consolidated version of Regulation (EU) 2021/378 of the European Central Bank (ECB) defining minimum reserve requirements of depository institutions and related obligations was published in the Official Journal (OJ) of the EU. The consolidated version includes the amendments made by Regulation (EU) 2022/2419 of the ECB which amended the computation methodology to derive the „remuneration“ or „compensation“ on such minimum reserve deposits ...
[2013/1358 ] AIFMD reporting IT technical guidance (rev 5) [updated]
ID 21376
The European Securities and Markets Authority, ESMA, has published an updated version of its AIFMD reporting IT technical guidance which supplements the files and data to be reported under Article 24(1), Article 3(3)(d), Article 24(2) and Article 24(4) of the Alternative Investment Fund Managers Directive (AIFMD). This includes, but is not limited to the following: – the reporting of main instruments in which an ...
Berichtigung der Verordnung (EU) 2022/1917 der Europäischen Zentralbank vom 29. ...
ID 21372
A corrigendum to the German version of Regulation (EU) 2022/1917 which sets out provisions for the monitoring of financial institutions’s compliance with reporting obligations by national competent authorities and local central banks and the procedures that shall be followed in case of violations was published in the Official Journal (OJ) of the EU. Corrections were thereby made throughout the regulation relating, among others, to ...