Events listed in Italy
Orientamenti EBA sull’utilizzo di soluzioni di onboarding a distanza del ...
ID 23686
The Bank of Italy has confirmed to the European Banking Authority (EBA) its intention to comply with the Guidelines on remote customer due diligence obligations related to the use of remote onboarding solutions in the context of anti-money laundering. The EBA Guidelines are considered as supervisory guidelines in the Italian legal system. They complement the national framework for combating money laundering and terrorist financing ...
Comunicazione della Banca d’Italia del 10 maggio 2023: FAQ relative al ...
ID 23679
The Bank of Italy has published a Communication, providing clarifications in the form of FAQs regarding the Anti-Money Laundering (AML) questionnaire. The AML questionnaire is designed to fulfil the obligations set forth by Legislative Decree No. 231 of 21 November 2007, and its implementing provisions. It requires the bank to collect up-to-date information from its customers to prevent and counter the use of the ...
Delibera n. 22728, determinazione per l’anno 2023 dei parametri previsti ...
ID 23640
The Consob has released Resolution No. 22728. It pertains to the parameters for the year 2023 as specified in Article 89-quater of the Issuers Regulation and subsequent amendments, and outlines the criteria for monitoring and controlling information disclosed by listed companies and issuers in Italy. The determination considers various factors such as **financial data, reports from control bodies and auditors, trading activity, and significant ...
Order No. 132 of 6 June 2023
ID 23611
Ivass has published the Order no. 132 of 6 June 2023 with amendments to Regulation no. 18 of 15 March 2016 concerning the application rules for determining technical provisions under the Solvency II regime, referred to the determination of technical reserves for insurances provided by Article 36-bis, of Legislative Decree No. 209 of 7 September 2005, known as the Private Insurance Code. These modifications ...
Avviso Consob del 5 giugno 2023 in merito agli Orientamenti emanati dall’ESMA ...
ID 23587
The Consob has informed ESMA to comply with and implement the Guidelines of the European Authority on certain aspects of the MiFID II remuneration requirements, that were published in their official translation on the ESMA website on 3 April 2023. The ESMA Guidelines on certain aspects of the MiFID II remuneration requirements provide operational guidance on the remuneration policies and practices of intermediaries within ...
Adozione del Regolamento Consob in materia di fornitori di servizi di crowdfunding ...
ID 23568
The Consob has published a press release stating that, following a market consultation, it has, in collaboration with the Bank of Italy, adopted a Regulation on crowdfunding services for businesses, as required by article 4-sexies.1, comma 9, of the TUF (please see EventID#21655). The adoption of this Regulation completes the process of aligning national legislation with the provisions of Regulation (EU) 2020/1503 and its ...
Delibera n. 22721, modifiche al Regolamento di attuazione dell’art. 32-ter, ...
ID 23527
Concurrently to Resolution Consob No. 22720 (see Event 21655), Consob Resolution No. 22721 of 1 June 2023 was published, introducing modifications to the implementing regulation of Article 32-ter, paragraph 2, of the TUF, which concerns the Financial Dispute Arbitrator (ACF). The modifications aim to confirm the ACF’s jurisdiction over disputes between investors and crowdfunding service providers. This confirmation became necessary due to the repeal ...
Delibera n. 22720, adozione del Regolamento Consob in materia di servizi di ...
ID 23525
Consob has published its Resolution No. 22720 of 1 June 2023, adopting the new Consob Regulation on crowdfunding services. This regulation implements the provisions of Regulation EU 2020/1503 regarding crowdfunding service providers for businesses pursuant to articles 4-sexies.1 and 100-ter of the Consolidated Law on Finance (TUF). The new Regulation replaces the previous one on crowdfunding through online portals, adopted by Consob with Resolution ...
AI e abusi di mercato: le leggi della robotica si applicano alle operazioni ...
ID 23469
The Consob Legal Journal No. 29, published in May 2023, focuses on the theme of AI and market abuses in the financial context. It discusses the application of robotics laws to financial operations in the context of AI and market abuses and highlights the challenges posed by the use of advanced AI algorithms and their impact on legal categories. The Journal explores the question ...
PROVVEDIMENTO 12 maggio 2023 : Indicatori di anomalia dell’Unita‘ di ...
ID 23408
The Financial Intelligence Unit for Italy (UIF) has introduced new anomaly indicators on May 12, 2023, published in the Italian Official Gazette, Gazzetta Ufficiale, to help entities governed by Italian Legislative Decree No. 231/2007 in detecting suspicious transactions. These UIF anomaly indicators, which implement the provisions of Article 6, paragraph 4, e) of the Anti-Money Laundering Decree, are **applicable to all entities subject to ...