Events listed in Spain

Asset Management
regulation

Real Decreto 1180/2023 sobre sistemas de indemnización de los inversores, y de ...

ID 26591
The Royal Decree 1180/2023, enacted on December 27, 2023, brings about several adjustments to the Spanish financial regulatory framework, primarily focusing on modifications to the Investment Guarantee Fund (FOGAIN) and the implementing regulations for Law 35/2003 on collective investment schemes. The amendments aim to enhance the efficiency, competitiveness, and stability of the financial sector, aligning it with European directives while addressing specific challenges withi ...

Q&A document related to the Code of good practice for investors

ID 25922
The CNMV has issued a Q&A document in relation to the Code of good practice for investors, a voluntary framework for institutional investors, asset managers, and proxy advisors. The Q&A document addresses consultations from the industry and provides insights into the interpretation of the Code’s principles. The Code is voluntary, aiming to enhance corporate governance and investment practices, the Q&A document consists of 15 ...
Asset Management
circular

Circular 3/2023, de 31 de octubre, del Banco de España, por la que se modifican la ...

ID 25795
Circular 3/2023, issued by the Bank of Spain from 31 October 2023 introduces modifications to Circular 2/2016 for credit entities and Circular 1/2022 for financial credit establishments. The changes align with the legal framework adjustments to CRD and CRR and address the prohibition for non-EU entities to attract deposits or other refundable funds from the public without a branch in Spain. The update includes ...
Asset Management
regulation

Real Decreto 815/2023, de 8 de noviembre, por el que se desarrolla la Ley 6/2023, ...

ID 25736
The Council of Ministers approved Royal Decree 815/2023, which was published in the BOE, the decree is part of a series of four Royal Decrees [Royal Decree 813/2023 (eventid=23903), Royal Decree 814/2023 (eventid=23904), Royal Decree 815/2023 (eventid=23905) and Royal Decree 816/2023 (eventid=23906)] to implement the regulatory framework established by Law 6/2023, of 17 March, on Securities Markets and Investment Services (eventid=20323). The focus is ...
Asset Management
regulation

Real Decreto 816/2023, de 8 de noviembre, por el que se modifica el Reglamento de ...

ID 25731
The Council of Ministers approved Royal Decree 816/2023, which was published in the BOE, the decree is part of a series of four Royal Decrees Royal Decree 813/2023 (eventid=23903), Royal Decree 814/2023 (eventid=23904), Royal Decree 815/2023 (eventid=23905) and Royal Decree 816/2023 (eventid=23906)] to implement the regulatory framework established by Law 6/2023, of 17 March, on Securities Markets and Investment Services (eventid=20323). Real Decreto 816/2023 ...
Asset Management
regulation

Real Decreto 814/2023, de 8 de noviembre, sobre instrumentos financieros, admisión ...

ID 25715
The Council of Ministers approved Royal Decree 814/2023, which was published in the BOE, the decree is part of a series of four Royal Decrees Royal Decree 813/2023 (eventid=23903), Royal Decree 814/2023 (eventid=23904), Royal Decree 815/2023 (eventid=23905) and Royal Decree 816/2023 (eventid=23906)] to implement the regulatory framework established by Law 6/2023, of 17 March, on Securities Markets and Investment Services (eventid=20323). Royal Decree 814/2023 ...

Real Decreto 813/2023, de 8 de noviembre, sobre el régimen jurídico de las empresas ...

ID 25714
The Council of Ministers approved Royal Decree 813/2023, which was published in the BOE, a key component of a series of four Royal Decrees Royal Decree 813/2023 (eventid=23903), Royal Decree 814/2023 (eventid=23904), Royal Decree 815/2023 (eventid=23905) and Royal Decree 816/2023 (eventid=23906)] to implement the regulatory framework established by Law 6/2023, of 17 March, on Securities Markets and Investment Services (eventid=20323). Law 6/2023 partially incorporates ...

Spain brings forward the implementation of the world’s first crypto-assets ...

ID 25505
Spain is taking a significant step by expediting the implementation of MiCA by six months, to December 2025, becoming a pioneer in regulating the global crypto-assets market. This move is driven by the desire to provide legal certainty and enhance investor protection in the rapidly evolving crypto-asset landscape. The decision was announced following a meeting between Spain’s First Vice-President and acting Minister for the ...
Asset Management
report / study

The CNMV analyses the information offered by listed companies on European ...

ID 25342
The CNMV published its inaugural „Report on breakdowns regarding European Taxonomy 2022.“ This report marks the first year that non-financial issuers were required to provide information aligned with environmental taxonomy and the CNMV’s first report on this topic. The taxonomy, established by the EC, identifies activities that substantially contribute to environmental sustainability. The report focuses on climate change mitigation and adaptation. Companies ...

CNMV adopts ESMA’s guidelines on the MiFID II’s product governance requirements to ...

ID 25293
The CNMV has informed ESMA of the adoption of the Guidelines on MiFID II product governance requirements (eventid=22543). These guidelines are designed to enhance investor protection by ensuring that financial products are manufactured and distributed in the best interests of clients. The guidelines, which were originally published in 2017, have been updated to incorporate recent supervisory experience and new regulatory developments: Manufacturers of financial ...
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