Events listed in World Wide
Revised Policy Recommendations to Address Structural Vulnerabilities from Liquidity ...
ID 26439
The present document represents the Revised FSB Recommendations as a response to the potential liquidity mismatch in OEFs. These recommendations supersede Section 2 of the initial 2017 FSB Recommendations and are part of the FSB’s NBFI work program, to be considered alongside the IOSCO Guidance on Anti-Dilution LMTs. As a reminder, the **2017 FSB Recommendations aimed to enhance regulatory reporting, promote liquidity management, expand ...
Asset Management
report / study
FR15/23 Anti-dilution Liquidity Management Tools – Guidance for Effective ...
ID 26415
IOSCO published its Final Report on Anti-dilution Liquidity Management Tools: Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes. The report addresses liquidity risk and its management in OEFs during the Covid-19 induced market turmoil. It emphasizes the **importance of effective liquidity risk management and the use of LMTs to mitigate investor dilution and potential first-mover advantage arising ...
Asset Management
conference / webinar
Registration open for the IFRS Sustainability Symposium 2024
ID 26377
The IFRS Sustainability Symposium 2024, scheduled for 22 February 2024 at the Javits Center, New York City, is a pivotal event for global investors, corporates, advisors, regulators, and policymakers. Offering both in-person and virtual attendance options, this symposium serves as a premier platform for knowledge exchange and insights into sustainability-related financial disclosures. **The 2024 edition emphasizes experiential learning, practical takeaways, and a glimpse into ...
Asset Management
consultation
IOSCO seeks feedback on Proposed Good Practices to improve trading venues’ ...
ID 26260
IOSCO has released a Consultation Report on Market Outages, emphasizing operational resilience, a global priority for securities regulators. Recent market disruptions underscore the diverse approaches of trading venues in coordinating recovery pathways for participants and the public. Market outages, stemming from technical or operational issues, can significantly disrupt trading venues, impacting price discovery and market integrity. Recognizing the potential severity, **IOS ...
Basel Committee publishes assessment reports on the implementation of its global ...
ID 26232
The BCBS published assessment reports evaluating the implementation of its global standards in Mexico and Switzerland. The assessments are conducted as part of the Committee’s RCAP, a comprehensive initiative aimed at evaluating the adherence of member jurisdictions to Basel standards. These assessment reports provide valuable insights into the regulatory frameworks of Mexico and Switzerland concerning NSFR, LEX, and LCR standards. The publication of such ...
Publication of the Wolfsberg Group-IIF joint response to the FATF’s public ...
ID 26207
The Wolfsberg Group and the IIF jointly responded to the FATF public consultation (see eventid=23946) on its Risk-Based Guidance on Recommendation 25 (Beneficial Ownership and Transparency of Legal Arrangements). The Wolfsberg Group and IIF assert that ensuring the provision of competent authorities and regulated entities with accurate, verified, and up-to-date BO information is crucial for effectively combating financial crime. They emphasize that regulated entities ...
Germany’s progress in strengthening measures to tackle money laundering and ...
ID 26129
The present „Anti-money laundering and counter-terrorist financing measures Germany, 1st Enhanced Follow-up Report“ provides an assessment of Germany’s progress in addressing technical compliance deficiencies identified in its MER by the FATF. The report was adopted by the FATF Plenary in November 2023. **The purpose of the report is to analyze Germany’s progress in improving technical compliance and to re-rate the country on specific FATF ...
FSB publishes toolkit for enhancing third-party risk management and oversight
ID 26053
Financial institutions have historically engaged in outsourcing and third-party service relationships, which have evolved and expanded in recent years, presenting both benefits and new risks. The FSB recognizes the potential risks associated with these relationships and has responded by developing the present toolkit aimed at enhancing third-party risk management and oversight for financial institutions and financial authorities. The **toolkit addresses concerns related to ou ...
Basel Committee consults on a disclosure framework for climate-related financial ...
ID 25992
The BCBS issued a consultative document on developing a Pillar 3 disclosure framework for climate-related financial risks. This effort is part of the Committee’s comprehensive strategy to manage climate-related financial risks facing the global banking system The BCBS, a key player in the global financial regulatory landscape, continues to address climate-related financial risks through a three-pillar approach, focusing on regulation, supervision, and disclosure. Back . ...
The FATF Recommendations
ID 25843
The FATF has released a revised version of its Recommendations, which provide a comprehensive framework for countries to combat money laundering, terrorist financing, and proliferation financing of weapons of mass destruction. The FATF Recommendations are recognized as the international standard for combating these ML/TF/PF threats, and countries are expected to implement them through measures adapted to their particular circumstances. These **FATF Standards, which comprise . ...