Events listed in Act on Trading in Financial Instruments
Uchwała KNF ws. określenia zasad wyboru firmy inwestycyjnej
ID 26539
Where a company loses its authorization to provide broker services, KNF requests that all assets be transferred to another company. The company chosen by KNF must fulfill all of the following criteria: – have officially submitted an interest to take over the assets – have enough own capital – offer broker services as their activity – have an official authorisation to settle transactions – ...
Działalność w modelu „family office”
ID 26462
Since 2019, KNF has observed a spike in the number of firms calling themselves „family offices“ offering broker services. Broker services are only allowed if a firm is officially registered with KNF’s register. Failing to do so is a violation of Article 178 of the Act on Trading in Financial Instruments and, since 9 September 2023, can result in a monetary fine up to ...