Events listed in Dodd-Frank Act
Rules of Practice and Procedure
ID 26588
Following a corresponding consultation in April 2022 (EventID 15456), the Board of Governors of the Federal Reserve System (FED), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA) have now published in the Federal Register their **final rule regarding the modernization of their rules and regulations to account for developments in ...
Agency Information Collection Activities: Announcement of Board Approval Under ...
ID 26579
The Board of Governors of the Federal Reserve System (FED) has published in the Federal Register its final approval to extend – with revisions – its filing requirement (Form FR 2590) under its „single-counterparty credit limit rule (SCCL rule)“ which sets limits to the level of exposure large domestic and foreign banks can have to another counterparty. Specifically, the form has to be filed ...
Proposed Agency Information Collection Activities; Comment Request (U.S. banking ...
ID 26573
The Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (FED), and the Federal Deposit Insurance Corporation (FDIC) are requesting comments on their proposed revised data collection in connection with the „Call Reports“ and the FFIEC 002 and 002S reports. Call reports must be filed by all banks and bank holding companies located in the U.S. ...
Regulation Q; Regulatory Capital Rules: Risk-Based Capital Surcharges for Global ...
ID 26346
On December 18, 2023, the Board of Governors of the Federal Reserve System (FED) published in the Federal Register a notice to inform of the 2023 aggregate global indicator amounts (AGIA) which the FED takes over from the Basel Committee on Banking Supervision (BCBS). The amounts were converted to $US with the spot exchange rate of December 31, 2022 as published by the BCBS. ...
SEC Issues Staff Report on Accredited Investor Definition
ID 26322
The U.S. Securities and Exchange Commission (SEC) has issued a press release to inform that it recently conducted a review of the „Accredited Investor“ definition as mandated by the Dodd-Frank Act. The review is typically conducted every four years and aims to ensure appropriate investor protection in the private securities marketplace (Regulation D securities market) where securities are exempt from registration and thus exempt ...
CFTC Approves Proposed Amendments to Regulations Regarding Real-Time Public ...
ID 26315
On December 15, 2023, the Commodity Futures Trading Commission (CFTC) published a press statement to inform that it has approved proposed rule amendments under Statutory Instruments 17 CFR Part 43 and 17 CFR Part 45 aimed at enhancing real-time public reporting and swap data recordkeeping and reporting. The proposed measures – designed to align with international data standards to ensure accurate, complete, and high-quality ...
Financial Stability Oversight Council Releases 2023 Annual Report
ID 26255
The Financial Stability Oversight Council has released its 2023 annual report on the state of play of the U.S. financial system and the soundness of the U.S. banking system in accordance with Section 112 of the Dodd-Frank Act. The report is published on a yearly basis to (1) outline major trends in financial markets and in particular the U.S. market; (2) identify and describe ...
SEC Office of the Investor Advocate Publishes Its Policy Recommendations on ...
ID 26083
The Office of the Investor Advocate of the U.S. Securities and Exchange Commission (SEC) has published its annual report on activities it conducted in fiscal year 2023 and which it is presenting to U.S. congress. The office, tasked with advancing investors‘ interests in regulatory processes, thereby presents the following key activities (for all of them, please refer to the report itself): – the Office ...
Proposed Agency Information Collection Activities; Comment Request (FED proposes to ...
ID 26058
On December 4, 2023, the Board of Governors of the Federal Reserve System (FED) published in the Federal Register its proposal to extend for a period of three years – with revisions – the recordkeeping, reporting, and disclosure requirements of banks, bank holding companies, and savings and loan holding companies in connection with the Market Risk Capital Rule which obliges institutions to hold sufficient ...
Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate ...
ID 26005
As announced earlier in November 2023, **the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (FED), and the Federal Deposit Insurance Corporation (FDIC) have now published in the Federal Register the extension of the comment period up to January 16, 2024 on their proposed rule amendments to require certain large depository institution holding companies, U.S. ...