Events listed in Financial Advisers Act
Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to ...
ID 25035
The Monetary Authority of Singapore (MAS) has published an updated version of its „Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS for Financial Advisers“ which is basically a guidance for financial advisers on filing and reporting requirements in connection with their business. The guidance applies to both exempt and non-exempt financial advisors and to foreign and local firms. The toolkit contains ...
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) ...
ID 22936
The new Financial Advisers (Exemption for Cross‑Border Arrangements) (Foreign Offices) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Financial Advisers (Exemption for Cross‑Border Arrangements) (Foreign Offices) Regulations 2021, a supplementary regulation under the Financial Advisers Act, to make minor, primarily technical amendments. Specifically, the 2023 re ...
Financial Advisers (Amendment) Regulations 2023
ID 22925
The new Financial Advisers (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Financial Advisers Regulations of 2002, a supplementary regulation under the Financial Advisers Act, to make minor, primarily technical amendments. Specifically, the 2023 regulations modify countless regulations of the 2002 legislation to replace and update outdated legal references follow ...
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related ...
ID 22921
The new Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021, a supplementary regulation under the Financial Advisers Act, to make minor, primarily technical amendments. ...
Financial Advisers (Complaints Handling and Resolution) (Amendment) Regulations 2023
ID 22920
The new Financial Advisers (Complaints Handling and Resolution) (Amendment) Regulations 2023 were published on Singapore Statutes Online, the official online platform for publicizing legal documents. The regulations modify the Financial Advisers (Complaints Handling and Resolution) Regulations 2021, a supplementary regulation under the Financial Advisers Act, to make minor, primarily technical amendments. To recall, the 2021 regulations establish a new framework for the handl ...
Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to ...
ID 22446
The Monetary Authority of Singapore (MAS) has published an updated version of its „Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS for Financial Advisers“ which is basically a guidance for financial advisers on filing and reporting requirements in connection with their business. The guidance applies to both exempt and non-exempt financial advisors and to foreign and local firms. The toolkit contains ...
Form 20 – Notice of Commencement of Business by Persons Exempt from Holding a ...
ID 22444
The Monetary Authority of Singapore (MAS) has issued several revised forms applicable to exempt financial advisers, including forms for the notification of the commencement of business, the termination of business, and the change in particulars, and for the declaration of compliance with all applicable laws and regulations at year end. The affected forms are linked below: [Form 20 – Notice of Commencement of Business ...