Events listed in Financial Instruments and Exchange Act (FIEA)
Publication of the finalized amendments to the „Points to Note on Disclosure ...
ID 26563
The FSA has concluded the amendment process for the „Points to Note on Disclosure of Corporate Affairs, etc. (Guidelines for Disclosure of Corporate Affairs, etc.)“. This culmination follows a period of public consultation. According to the revised guidelines, **when an issuing company engages in the offering or sale of securities with a total value exceeding 100 million yen, it is mandated to submit a ...
Publication of the finalized amendments to the „Cabinet Office Order on ...
ID 26551
The FSA disclosed proposed amendments to the „Cabinet Office Ordinance on Disclosure of Corporate Information, etc.“ and invited public comments between 30 June 2023, and 10 August 2023. They received a total of 140 comments from 18 individuals and organizations, expressing gratitude for the cooperation. The main revisions entail agreements regarding governance between companies and shareholders, agreements on the disposal and purchase of additional ...
Interim Report of the Working Group on Capital Market Regulations
ID 24515
The FSA has recently released „Cabinet Office Order to Amend the Cabinet Office Order on Financial Instruments Business, etc.“ (only available in Japanese) following a comprehensive public consultation process. This development was instigated by recommendations delineated in the „Interim Report of the Working Group on Capital Market Regulations“ (only available in Japanese) a document crafted by the Working Group on Capital Market Regulations within .. ...
Publication of the draft „Cabinet Office Order to Amend the Cabinet Office ...
ID 24129
The FSA has released the draft „Cabinet Office Order to Amend the Cabinet Office Order on Restrictions on Securities Transactions“. The proposed revision aims to address the growing global expansion of ETFs that do not follow a specific index, known as actively managed ETFs, and anticipates their emergence in Japan. **Presently, ETFs are required to adhere to the volatility of a designated index, typically ...
Publication of the finalized amendments to the matters to be considered in handling ...
ID 23988
The FSA collected a public comments between May 2023 to June 2023 to seek input on revisions to the „Regulation on Terminology, Forms and Preparation Methods of Financial Statements“. These revisions aim to enhance transparency and provide clear guidelines for handling financial statements and related documents in the context of foreign company filings with the FSA. Following this consultation, the **FSA now has finalized ...
Publication of the finalized „Cabinet Office Order to Amend the Cabinet ...
ID 23985
The FSA has recently published the final version of the „Cabinet Office Order to Amend the Cabinet Office Order on the System for Ensuring the Adequacy of Documents on Financial Calculation and of Other Information“. This action came after a period of public consultation. **The reason behind this order was the revision of the „Standards and Practice Standards for Management Assessment and Audit concerning ...
Publication of the finalized amendments to the „Points to Note on Disclosure ...
ID 23977
Between 31 March and 1 May 2023, the FSA sought feedback from various stakeholders regarding the revision (draft) of the „Points to Note Regarding Disclosure of Corporate Information (Guideline for the Disclosure of Corporate Affairs)“. A total of 20 comments were received from three different individuals and groups, and the FSA expressed gratitude for their cooperation. Even comments that were not directly related to ...
Publication of the finalized „Cabinet Order to Amend the Order for ...
ID 23974
The FSA recently consulted on the draft „Cabinet Order for Partial Revision of the Order for Enforcement of the Financial Instruments and Exchange Act“, and sought public comments during this period. A total of six opinions were received on this matter, and while some comments were not directly relevant, they will be considered for future financial administration. The FSA expressed gratitude to all those ...
The List of Notifiers of Specially Permitted Business for Foreign Investors, etc.
ID 23194
The following lists of notifiers for SPBFI are provided for public inspection under the provision of Paragraph (4) of Article 63-9 of the FIEA. All business operators of SPBFI are, in principle, posted in one of the list of I to III below. Those Notifiers whose Notification of Abolition or Notification of Dissolution under the provision of Article 63-10 of the FIEA was duly ...
Publication of the draft „Cabinet Office Order to Amend the Cabinet Office ...
ID 22718
The FSA proposed a draft Cabinet Office Order to Amend the Cabinet Office Order on the System for Ensuring the Adequacy of Documents on Financial Calculation and of Other Information for public consultation. The Business Accounting Council established standards for evaluation and auditing of internal control over financial reporting to improve the effectiveness of internal control over financial reporting. Due to the revision of ...