Events listed in Markets in Financial Instruments Directive (MiFID II)
Compliance table on the Guidelines on certain aspects of the MiFID II suitability ...
ID 25758
ESMA has updated its compliance table for the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) [ESMA35-43-3172] (see eventid=20583). The compliance table shows that Belgium, Latvia, Hungary, Poland and Iceland intend to comply with dates in the past, Germany intends to comply by 21 December 2023.
Compliance table on the Guidelines on certain aspects of the MiFID II suitability ...
ID 25275
ESMA has published a compliance table for its Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) [ESMA35-43-3172] (see eventid=20583). The compliance table shows that all countries are or will be compliant by 31 October 2023, with the exception of Romania which will be compliant by 1 December 2023 and Germany, which will be compliant by 21 December 2023.
Compliance table on the Guidelines on certain aspects of the MiFID II suitability ...
ID 24389
ESMA has published a compliance table for its Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) [ESMA35-43-3172] (see eventid=20583). The compliance table shows that all countries are or will be compliant by 31 October 2023, with the exception of Germany, which will be compliant by 21 December 2023.
Avviso Consob del 25 maggio 2023 in merito all’aggiornamento degli ...
ID 23403
The Consob has issued a notice concerning compliance with the ESMA Guidelines on certain aspects of the MiFID II suitability requirements (ESMA35-43-3172). These guidelines, published by the European Securities and Markets Authority (ESMA) on April 3, 2023, were introduced to provide clarity for operators on regulatory changes, particularly in regard to the integration of sustainability considerations into suitability assessments for investment advisory and portfolio ...
The FSMA clarifies how clients‘ sustainability priorities should be taken ...
ID 23395
The FSMA recently published a document providing information on the implementation of the ESMA Guidelines (ESMA35-43-3172) regarding certain aspects of the suitability requirements of the MiFID II Directive. Under Article 16 of the ESMA Regulation, ESMA can issue guidelines to competent authorities or financial market participants to establish consistent, efficient, and effective supervisory practices within the European financial surveillance system. The competent authoritie ...
Table de spreads au titre de MIF II et PRIIPs – Mars 2023
ID 22901
On 21 April 2023, the Association Française de la Gestion financière (AFG) published the spread table for March 2023 (guest registration required for access). Published half-spreads are calculated over a 12-month rolling period. Therefore, the effect related to spikes observed during exceptional circumstances is smoothed and long-lasting. The indicated spreads may be used for purposes of MiFID II and PRIIPS transaction cost calculations (if ...
[ESMA35-43-3172 ] Guidelines on certain aspects of the MiFID II suitability ...
ID 22663
Following the publication of the Final Report on revisions to its Guidelines on certain aspects of the MiFID II suitability requirements (please see EventID=17348), the ESMA has published its final updated guidelines (ESMA35-43-3172_E) that are applicable with respect to Article 25(2) of MiFID II and Articles 54 and 55 of MiFID II Delegated Regulation and apply to the provision of investment advice and portfolio ...
[ESMA35-42-1428 ] Supervisory Briefing on Copy Trading
ID 22567
The European Securities and Markets Authority (ESMA) has published a supervisory briefing on copy trading services, aimed at promoting investor protection and supervisory convergence across the European Union (EU). The briefing provides guidance on the legal qualification of copy trading services as investment services and sets out supervisory expectations with regard to the Markets in Financial Instruments Directive (MiFID II) requirements. These include __information ...
Table de spreads au titre de MIF II et PRIIPs – Février 2023
ID 22466
On 24 March 2023, the Association Française de la Gestion financière (AFG) published the spread table for February 2023 (guest registration required for access). Published half-spreads are calculated over a 12-month rolling period. Therefore, the effect related to spikes observed during exceptional circumstances is smoothed and long-lasting. The indicated spreads may be used for purposes of MiFID II and PRIIPS transaction cost calculations (if ...
Visites mystère en agences : des progrès accomplis dans le questionnement du client ...
ID 22149
The AMF issued a press release about its mystery shopping campaign which was conducted as part of a larger European exercise coordinated by ESMA. Ten other regulators from across Europe participated in the exercise, which focused on the costs and charges of financial products. Between June and October 2022, 210 mystery visits were made to 11 major retail banks in France. The visits were ...