Events listed in Municipal Securities Rulemaking Board Rules

Asset Management
draft

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of ...

ID 26584
The U.S. Securities and Exchange Commission, SEC, has published in the Federal Registered proposed rule change of the MSRB (Municipal Securities Rulemaking Board) in connection with the SEC’s amendments to Exchange Act Rule 15c6-1(5) to shorten the settlement process for most equity and corporate bond transactions, requiring the settlement of such transactions on a T+1 basis. The amendments aim to reduce operational risks and ...
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