Events listed in Mutual Funds Act
Corporate Governance – Mutual Funds and Private Funds
ID 23030
CIMA publishe its Statement of Guidance on Corporate Governance for Mutual Funds and Private Funds. The purpose of this statement is to provide guidance to the operators of regulated mutual funds or private funds on the minimum expectations for the sound and prudent governance of the regulated fund. The document sets out the key corporate governance principles pertaining to the operators of a regulated ...
Outsourcing – Regulated Entities
ID 22895
The Statement of Guidance – Outsourcing Regulated Entities provides detailed guidelines for regulated entities in the Cayman Islands regarding outsourcing arrangements. The document emphasizes the importance of proper risk management, due diligence, and transparency in outsourcing arrangements. Regulated entities are required to have a policy on outsourcing approved by their governing body and establish clear responsibility for monitoring the conduct of the service prov ...
Approved Stock Exchanges
ID 22879
The Regulatory Policy – Approved Stock Exchanges by CIMA is regulating the policy regarding approved stock exchanges. It outlines the criteria for a stock exchange to be approved by the Authority for various purposes, including the Mutual Funds Act, Private Funds Act, Banks and Trust Companies Act, Securities Investment Business Act, Insurance Act, Companies Management Act, and Virtual Asset (Service Providers) Act. The **criteria ...