Events listed in Retained Market Abuse Regulation (UK MAR)
Primary Market Bulletin 46
ID 26386
The Financial Conduct Authority (FCA) has issued a new version of its Primary Market Bulletin, Bulletin #46. This time, the bulletin primarily deals with the FCA’s view on what constitutes inside information pursuant to Article 10 of the Retained Market Abuse Regulation (UK MAR) in relation to ESG stewardship principles – ESG stewardship principles thereby refer to the responsibility of institutional investors and asset ...
Market Watch 75
ID 25589
The Financial Conduct Authority (FCA) has published a new edition of its Market Watch (No. 75). This latest version deals with market soundings, that is the communication between securities issuers or issuer advisers also referred to as Disclosing Market Participants (DMPs) and potential investors (Market Sounding Recipients (MSRs)) to gauge investor interest in an upcoming security issuance for price discovery and market functioning purposes. ...
The Insider Dealing (Securities and Regulated Markets) Order 2023
ID 23447
The Insider Dealing (Securities and Regulated Markets) Order 2023 was recently published on legislation.gov.uk, the official website of the UK government for publicizing legal documents. The order provides supplementary provisions for the Criminal Justice Act 1993, which – among other things – makes insider dealing a criminal offense in UK, equivalent to the civil offense provisions set out in UK’s retained [Market Abuse Regulation ...
Criminal market abuse regime review completion
ID 22467
On March 24, 2023, the Financial Conduct Authority, FCA, published a press release to announce that the FCA itself and the Prudential Regulation Authority (PRA) have concluded their review of the existing „criminal market abuse regime“ in UK. In an accompanying Policy Paper, the two regulators state that they have now concluded the review of the regime which specifies the „criminal sanctions“ that will ...