Events listed in Securities and Futures (Licensing and Conduct of Business) Regulations
Consultation Paper on Proposed Guidelines on Transition Planning for Asset Managers
ID 25372
The Monetary Authority of Singapore (MAS) has launched a consultation on proposed new Guidelines on Transition Planning for asset management firms. The guidelines follow the publication of Guidelines on Environmental Risk Management for Asset Managers in 2020 (EventID 8940) to set out MAS‘ expectations as regards transition planning and embedding such planning within asset management firms to ensure and support the transition to a ...
Strengthening Liquidity Risk Management Practices for Fund Management Companies
ID 25305
The Monetary Authority of Singapore (MAS) has published an information paper titled „Strengthening Liquidity Risk Management (LRM) Practices for Fund Management Companies (FMCs)“. The paper follows a recent „inspection“ of LRM practices of collective investment schemes (CIS) and a review of prospectuses of CIS‘ offered to retail clients. In the information paper, **MAS presents its key findings in form of „good and bad practices ...