Events listed in UK Markets in Financial Instruments Directive II (UK MiFID II)
Further update to ancillary activities exemption for commodity derivatives ...
ID 26426
The Financial Conduct Authority, FCA, has published a follow-up statement to provide a further update on the market share test that is required by firms engaged in commodity derivatives trading to determine whether or not registration as a MiFID investment firm is needed, that is whether or not they can (continue to) rely on the ancillary activities exemption pursuant to [Article 2 of the ...
Further update to ancillary activities exemption for commodity derivatives
ID 21558
The Financial Conduct Authority, FCA, has published a statement to provide a further update on the market share test that is required by firms engaged in commodity derivatives trading to determine whether or not registration as a MiFID investment firm is needed, that is whether or not they can (continue to) rely on the ancillary activities exemption pursuant to [Article 2 of the Retained ...
Market Watch 72
ID 21414
The Financial Conduct Authority (FCA) has published a new edition of its Market Watch (No. 72). This latest version primarily deals with „the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs)“. Specifically, the FCA has recently conducted a survey among DRSPs and their clients which primarily are investment firms using ...
Latest Events
