Events listed in [CNMV] National Securities Market Commission

Q&A document related to the Code of good practice for investors

ID 25922
The CNMV has issued a Q&A document in relation to the Code of good practice for investors, a voluntary framework for institutional investors, asset managers, and proxy advisors. The Q&A document addresses consultations from the industry and provides insights into the interpretation of the Code’s principles. The Code is voluntary, aiming to enhance corporate governance and investment practices, the Q&A document consists of 15 ...

Real Decreto 813/2023, de 8 de noviembre, sobre el régimen jurídico de las empresas ...

ID 25714
The Council of Ministers approved Royal Decree 813/2023, which was published in the BOE, a key component of a series of four Royal Decrees Royal Decree 813/2023 (eventid=23903), Royal Decree 814/2023 (eventid=23904), Royal Decree 815/2023 (eventid=23905) and Royal Decree 816/2023 (eventid=23906)] to implement the regulatory framework established by Law 6/2023, of 17 March, on Securities Markets and Investment Services (eventid=20323). Law 6/2023 partially incorporates ...
Asset Management
report / study

The CNMV analyses the information offered by listed companies on European ...

ID 25342
The CNMV published its inaugural „Report on breakdowns regarding European Taxonomy 2022.“ This report marks the first year that non-financial issuers were required to provide information aligned with environmental taxonomy and the CNMV’s first report on this topic. The taxonomy, established by the EC, identifies activities that substantially contribute to environmental sustainability. The report focuses on climate change mitigation and adaptation. Companies ...

CNMV adopts ESMA’s guidelines on the MiFID II’s product governance requirements to ...

ID 25293
The CNMV has informed ESMA of the adoption of the Guidelines on MiFID II product governance requirements (eventid=22543). These guidelines are designed to enhance investor protection by ensuring that financial products are manufactured and distributed in the best interests of clients. The guidelines, which were originally published in 2017, have been updated to incorporate recent supervisory experience and new regulatory developments: Manufacturers of financial ...

Questions and answers on the regime for prospectuses to be published when ...

ID 24972
The CNMV has published an updated version of its Q&As on the regime for prospectuses to be published when securities are offered to the public or admitted to trading on a regulated market. The document which is aimed at facilitating the implementation of the Prospectus Regulation (Regulation 2017/1129) has been updated as follows: New version of Question 2.8: Issuers must make FTs available to ...

Questions and answers on regulations on CISs, Venture Capital Firms and other ...

ID 24234
The CNMV has updated its Q&A document with the following 18 changes: Page 57: A new question (82 ter) has been added, inquiring about the criteria used by CNMV to require additional warnings for certain investment funds with specific return objectives. The communication also highlights the importance of considering management fees in relation to expected returns. Page 71: A new question (101 bis) asks ...

Information about the situation of Libor

ID 24233
Since 30 June 2023, the Libor USD benchmark has stopped being published in its original configuration. However, as already communicated by the CNMV, 1-, 3-, and 6-month USD Libor settings will continue to be published temporarily using a synthetic methodology based on SOFR until September 30, 2024. This measure allows companies more time to transition to alternative reference rates. The CNMV has issued communications ...

New Code of Good Governance in Cybersecurity

ID 24203
The CNMV published the “Code of Good Governance in Cybersecurity,“ which was prepared by the National Cybersecurity Forum. This code was developed by a group of experts who analyzed existing regulations and standards to improve corporate governance in the field of cybersecurity. The Code aims to provide organizations with practices to support a model of good governance of cybersecurity and facilitate its management in ...

The CNMV restricts CFDs advertising and limits operations of leveraged instruments

ID 24179
The CNMV has published a Resolution to intervene in the marketing, distribution, and sale of financial CFDs and other leveraged instruments to retail investors. The aim is to protect investors from the high risks associated with these complex products. The key points of the Resolution are as follows: – Prohibition of Advertising: Advertising of CFDs to retail investors and the general public, including event ...

The CNMV implements six ESMA guidelines that develop the Regulation on the recovery ...

ID 24111
The CNMV notified ESMA of its compliance with six Guidelines related to the recovery and resolution of CCPs under Regulation (EU) 2021/23. These guidelines are part of the framework for the recovery and resolution of CCPs. The guidelines are divided into two categories: recovery and resolution. Recovery Stage: – Guidelines on recovery plan scenarios for CCPs: These guidelines establish the number of scenarios to ...
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