The Securities and Futures Commission of Hong Kong, SFC, has issued a circular addressed at financial market intermediaries regarding the over-the-counter transaction reporting regime (OTCR). Therein, the Commission reminds of the fact that the new regime will come into force on September 25, 2023. Firms need to ensure to complete their testing and preparation for reporting under the OTCR before the effective date.
In December 2022, the SFC issued a circular in which it provided information on its platform for testing the submission of corresponding reports which will be upon up to a week before the final OTCR comes into force. Further information may be found in EventID 18840.
Other Features
compliance
OTC derivatives
reporting
securities trading
trading
Date Published: 2023-08-25
Date Taking Effect: 2023-09-25
Regulatory Framework: Over-the-counter Securities Transactions Reporting Regime (OTCR)
Regulatory Type: circular
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