The Securities and Futures Commission of Hong Kong, SFC, has issued a circular informing about an updated list of firms which have reached their „clearing threshold under the clearing and record keeping rules for the OTC derivatives regime“ and which are subsequently subject to central clearing requirements for in-scope transactions.
Other Features
CCPs
clearing
counterparty
Derivatives
OTC derivatives
Date Published: 2023-08-31
Regulatory Framework: Securities and Futures Ordinance
Regulatory Type: circular
Circular to Management Companies of SFC-authorised Exchange Traded Funds (“ETFs”) – ...
ID 26594
The Securities and Futures Commission of Hong Kong (SFC) has issued a new circular address ...
Checklist for Application for Authorisation of Real Estate Investment Trusts
ID 26555
The Securities and Futures Commission of Hong Kong (SFC) has issued a revised version of i ...
Information Checklist for Application for Authorization of Dutch Funds under the ...
ID 26554
The Securities and Futures Commission of Hong Kong (SFC) has issued a revised version of i ...
On-Going Compliance Form for Filing of Pricing Errors
ID 26553
The Securities and Futures Commission of Hong Kong, SFC, has issued a revised form for the ...