Commission Implementing Regulation (EU) 2023/2526 as regards the content lists of the information on individual data to be disclosed by competent authorities

New Commission Implementing Regulation (EU) 2023/2526 as regards statistical data to be disclosed by national competent authorities (NCAs) pursuant to Article 57(1) of the Investment Firms Directive (IFD) was published in the Official Journal (OJ) of the EU. The implementing regulation modifies Commission Implementing Regulation (EU) 2022/389 which itself sets out the format, content, timing, and templates for NCA publications mandated by Article 57 of the IFD. Such publications include, for instance, aggregate statistical data, such as the number of firms under supervision, total assets of such firms, total aggregated own funds, supervisory measures and administrative penalties, etc.
This new implementing regulation now revises Annex IV, Part 1 of the 2022 regulation defining the template to be used for reporting aggregate own funds of investment firms to include aggregate data of small, non-interconnected investment firms, which was previously not contained in the disclosure. Accordingly, only the referenced row numbers have been updated. The new template for the publication looks as follows:
Table 1: Aggregate Date to be Presented By NCAs