The Financial Conduct Authority (FCA) has published an updated list of UK authorized market makers and primary dealers pursuant to Article 17(13) of the retained EU Short Selling Regulation (UK SSR) which are exempt from short selling prohibitions in accordance with paragraph 1 or 3 of same regulation.
A comparison with the previous list reveals that SPIRE EUROPE LIMITED (SPIRGB21) has been replaced by TOWER RESEARCH CAPITAL EUROPE LTD (SPIRGB21).
The list is updated following a new notification; however, the FCA has the right to disallow – within 30 days following notification – the use of the exemption if it finds that the firm does not or no longer meet the conditions for making use of such.
Other Features
banks
broker
notifications
prohibition
securities
short selling
standard
trading
Date Published: 2023-12-22
Regulatory Framework: Retained Short Selling Regulation (UK SSR)
Regulatory Type: information
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