Events listed in delegated regulation
Commission Delegated Regulation (EU) 2023/2175 of 7 July 2023 on supplementing ...
ID 25378
New Commission Delegated Regulation (EU) 2023/2175 specifying the risk retention requirements under the Securitization Regulation (SECR) was published in the Official Journal (OJ) of the EU. The delegated regulation aims to harmonize risk retention practices of originators, sponsors, and servicers and specify various ways to fulfill the risk retention requirement, including the use of synthetic or contingent retention. Among others, the new delegated regulation ...
Commission Delegated Regulation (EU) 2023/2070 of 18 August 2023 amending Delegated ...
ID 25117
Commission Delegated Regulation (EU) 2023/2070 has been published in the Official Journal (OJ) of the EU. It modifies Commission Delegated Regulation (EU) 2016/1675 which sets out the list of high-risk third countries for purposes of the Anti-Money Laundering Directive IV (AMLD IV) and thus for purposes of applying adequate due diligence measures. In the Annex, the table under point „I. **High-risk third countries which ...
Commission Delegated Regulation (EU) 2023/1668 of 25 May 2023 supplementing ...
ID 24793
New Commission Delegated Regulation (EU) 2023/1668 concerning regulatory technical standards specifying how competent authorities should go about measuring risks or elements of risks that investment firms face or pose to others that are not (sufficiently) covered by the own funds requirements set out in part three and four of the Investment Firms Regulation (EU) 2019/2033 (IFR) was published in the Official Journal (OJ) of ...
Commission Delegated Regulation (EU) 2023/1650 of 15 May 2023 correcting the ...
ID 24705
New Commission Delegated Regulation (EU) 2023/1650 correcting the Swedish version of Commission Delegated Regulation (EU) 2018/389, a delegated regulation under the Payment Service Directive (PSD2) specifying regulatory technical standards for strong customer authentication (SCA) and common and secure open standards of communication, was published in the Official Journal (OJ) of the EU. The corrective regulation makes modifications that „affect the substance“ of t ...
Commission Delegated Regulation (EU) 2023/1651 of 17 May 2023 supplementing ...
ID 24700
New Commission Delegated Regulation (EU) 2023/1651 specifying the liquidity risk assessment procedure of national competent authorities (NCAs) to determine whether or not any additional liquidity requirements need to be imposed on investment firms beyond the minimum requirements set out in Part V of the Investment Firms Regulation (IFR) was published in the Official Journal (OJ) of the EU. The key objective of the new ...
Commission Delegated Regulation (EU) 2023/1626 of 19 April 2023 on amending the ...
ID 24622
New Commission Delegated Regulation (EU) 2023/1626 as regards the collection of cash penalties by central securities depositories for „settlement fails relating to cleared transactions submitted by CCPs for settlement“ was published in the Official Journal (OJ) of the EU. *The Delegated Regulation modifies Article 19 of [Commission Delegated Regulation (EU) 2018/1229*](https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=CELEX:32018R1229&qid=1564391907210) ...
Commission Delegated Regulation (EU) 2023/1615 of 3 May 2023 supplementing ...
ID 24609
New Commission Delegated Regulation (EU) 2023/1615 specifying the conditions under which a client of a clearing member may be reimbursed for any losses that were passed on to it in accordance with contractual arrangements with the clearing member and the conditions under which such disbursement to customers is deemed to be proportionate was published in the Official Journal (OJ) of the EU. #### Background ...
Commission Delegated Regulation (EU) 2023/1616 of 3 May 2023 supplementing ...
ID 24606
New Commission Delegated Regulation (EU) 2023/1616 in relation to the valuation assets and liabilities of central counterparties (CCPs) was published in the Official Journal (OJ) of the EU. **The Delegated Regulation specifically sets out regulatory technical standards (RTS) on the criteria for a „valuer“ of such assets and liabilities to be truly independent from both the central counterparty as well as the resolution authority ...
Commission Delegated Regulation (EU) 2023/1577 of 20 April 2023 supplementing ...
ID 24517
New Commission Delegated Regulation (EU) 2023/1577 in relation to the treatment of certain non-trading book positions for purposes of calculating own funds requirements, regulatory back-testing requirements, and the profit and loss attribution requirement under the alternative internal model approach was published in the Official Journal (OJ) of the EU. #### Specifically, the new Delegated Regulation specifies the (1) Calculation of the own funds requirements ...
Commission Delegated Regulation (EU) 2023/1578 of 20 April 2023 supplementing ...
ID 24504
New Commission Delegated Regulation (EU) 2023/1578 specifying Regulatory Technical Standards (RTS) on probabilities of default (PDs) and losses given default (LGDs) for default risk model for institutions using the new Internal Model Approach (IMA) under the Fundamental Review of the Trading Book (FRTB) has been published in the Official Journal (OJ) of the EU. Specifically, the regulation „clarifies the requirements that an institution’s internal ...