Events listed in delegated regulation
Commission Delegated Regulation (EU) 2023/1219 of 17 May 2023 amending Delegated ...
ID 23866
Commission Delegated Regulation (EU) 2023/1219 has been published in the Official Journal (OJ) of the EU. It modifies Commission Delegated Regulation (EU) 2016/1675 which sets out the list of high-risk third countries for purposes of the Anti-Money Laundering Directive IV (AMLD IV) and thus for purposes of applying adequate due diligence measures. In the Annex, the table under point „I. **High-risk third countries which ...
Commission Delegated Regulation (EU) 2023/1193 of 14 March 2023 supplementing ...
ID 23798
New Commission Delegated Regulation (EU) 2023/1193 providing regulatory technical standards for the content of resolution plans of central counterparties (CCPs) was published in the Official Journal (OJ) of the EU. Specifically, the delegated regulation defines those key elements that shall be part of CCP resolution plans, including the following: – a brief summary providing an overview of the content of the plan. – a ...
Commission Delegated Regulation (EU) 2023/1192 of 14 March 2023 supplementing ...
ID 23796
New Commission Delegated Regulation (EU) 2023/1192 setting out a basic framework for the functioning of resolution colleges including general issues around the organization of the colleges and around the decision making on resolution plans of central counterparties (CCPs) was published in the Official Journal (OJ) of the EU. Resolution colleges are primarily established to ensure the „homogeneous governance of the resolution of CCPs across ...
Commission Delegated Regulation (EU) 2023/1117 of 12 January 2023 supplementing ...
ID 23635
Commission Delegated Regulation (EU) 2023/1117 as regards the type and nature of information that shall be exchanged between competent authorities of home and host member states for effective supervision of investment firms conducting business cross-border was published in the Official Journal (OJ) of the EU. ###### According to the regulation, **the following information must be provided by the home state authority to the host ...
Commission Delegated Regulation (EU) 2023/1118 of 12 January 2023 supplementing ...
ID 23630
Commission Delegated Regulation (EU) 2023/1118 as regards the initiation and functioning of supervisory colleges for the effective supervision of investment firm groups was published in the Official Journal (OJ) of the EU. The delegated regulation is based on Article 48 of the Investment Firms Directive, which authorizes competent authorities being group supervisors to establish such colleges to more efficiently supervise the group as a ...
Commission Delegated Regulation (EU) 2023/945 of 17 January 2023 amending the ...
ID 23267
New Commission Delegated Regulation (EU) 2023/945 as regards transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances, and derivatives was published in the Official Journal (OJ) of the EU. The delegated regulation modifies Commission Delegated Regulation (EU) 2017/583 (RTS 2) on same subject to, among other things, – provide clarity on non-price forming transactions and the ...
Commission Delegated Regulation (EU) 2023/960 of 1 February 2023 amending the ...
ID 23265
New Commission Delegated Regulation (EU) 2023/960 concerning the „annual application date of the calculations of the average daily number of transactions for shares, depository receipts and exchange-traded funds“ by trading venues for purposes of the tick size band widths to be applied for trading in such instruments was published in the Official Journal (OJ) of the EU. The delegated regulation modifies [Commission Delegated Regulation ...
Commission Delegated Regulation (EU) 2023/944 of 17 January 2023 amending and ...
ID 23254
New Commission Delegated Regulation (EU) 2023/944 as regards pre- and post trading transparency requirements for equity and equity-like instruments such as depository receipts or ETFs and as regards the correction of some errors in the current requirements was published in the Official Journal (OJ) of the EU. The delegated regulation modifies Commission Delegated Regulation (EU) 2017/587 (RTS 1) on same subject to, among other ...
ENFORCEMENT DECREE OF THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT
ID 23221
A new version of the Enforcement Decree of the Financial Investment Services and Capital Markets Act was published on the Korean Law Information Center, the official legal information website of South Korea. The Decree is the key legislation under the Financial Investment Services and Capital Markets Act and contains matters delegated by the Act such as conduct rules, asset management, investment limits of investment ...
Commission Delegated Regulation (EU) 2023/840 of 25 November 2022 supplementing ...
ID 22891
New Commission Delegated Regulation (EU) 2023/840 as regards the determination of additional own funds required to be held by central counterparties (CCPs) pursuant to article 9(14) of the Regulation on a framework for the recovery and resolution of central counterparties (CCPRRR) was published in the Official Journal (OJ) of the EU. In detail, the delegated regulation specifies the methodology for computing these amounts based ...