Events listed in Q&As
FAQs – Publicly offered investment products: Investment-Linked Assurance ...
ID 21509
The Securities and Futures Commission of Hong Kong (SFC) has published revised frequently asked questions (FAQs) relating to Investment-Linked Assurance Schemes (ILAS), schemes under which life insurance policies are typically coupled with investment options (usually mutual funds shares). The FAQs address – among others – issues such as the application process for an ILAS product, documents to be provided in this context, time limits ...
[ESMA71-102-173] ESMA Q&As- list of questions currently under development
ID 21440
On 12 January 2023, the European Securities and Markets Authority (ESMA) published an updated version of the list containing questions received through its Q&A process. ESMA is working on developing a web-based tool to facilitate the submission of questions and the publication of questions received. Compared to the previous version, the updated version contains one new question: 1. EMIR clearing obligation (Topic „Post Trading“) ...