ESMA has published a revised version of the compliance table for its Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements (ESMA35-43-3006).
Comparing the current compliance table (ESMA35-43-3327) with the previous one reveals that Romania now complies with the guidelines.
Other Features
AIFM
banks
compliance
credit
fund management
investment firms
investor protection
securities trading
Date Published: 2023-11-10
Regulatory Framework: Markets in Financial Instruments Directive II (MiFID II)
Regulatory Type: information
[JC 2023 82 ] List of Financial Conglomerates 2023
ID 26470
The three European Supervisory Authorities (ESAs) have published a revised list of firms c ...
ESMA consults on possible changes to the securitisation disclosure templates
ID 26449
ESMA has initiated a consultation on potential changes to the securitisation disclosure te ...
ESAs propose extending the EMIR equity option exemption
ID 26434
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[ESMA84-2037069784-2106 ] Report on CRA Market Share Calculation 2023
ID 26412
In order to enhance market competition among credit rating agencies (CRA) and to foster th ...