procedure

Compliance table on the Gudelines on MiFID II remuneration requirements

ID 25756

ESMA has published a compliance table for its Guidelines on certain aspects of the MiFID II remuneration requirements [ESMA35-43-3565] (see eventid=20585).
To recall, the updated guidelines include measures to assess the adequacy of policies and practices and guidelines on documentation, regular reviews, and changing policies. An annex is included with examples of harmful policies and practices to avoid conflicts of interest.
The compliance table shows that all countries are or will be compliant by 19 January 2024, with the exception of Latvia which will be compliant by 31 March 2024. Greece intends to comply with Guidelines 2 and 3 by such time as the necessary legislative or regulatory proceedings have been completed, Iceland has not provided a date.

Other Features
AIFM
banks
best execution
conflict of interest
fund management
governance
investment firms
investor protection
process
remuneration
risk
securities
shareholders
standard
surveys
UCITS Management Company
Date Published: 2023-11-10
Regulatory Framework: Markets in Financial Instruments Directive II (MiFID II)
Regulatory Type: procedure

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