The Securities and Futures Commission of Hong Kong, SFC, has issued a revised form for the confirmation that all conditions for the authorization of a mutual fund or unit trust have been fulfilled, including that
– the offering document aligns with the expectations of the SFC;
– the offering document for foreign funds aligns with the offering document of the home jurisdiction;
– necessary accounts have been opened (for qualified investor schemes only); and
– a Hong Kong representative has been appointed for foreign funds and so has been an auditor to a foreign fund.
The latest changes to the form are indicated in the document.
Other Features
auditing
closed-end funds
compliance
OFC
open-end funds
process
registration
securities
Unit Trust
Date Published: 2023-12-22
Date Taking Effect: 2023-12-22
Regulatory Framework: Securities and Futures Ordinance
Regulatory Type: form
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