The Securities and Futures Commission of Hong Kong, SFC, has officially gazetted a new General Notice, G.N. 3131/2023 pertaining to reporting requirements of licensed corporations. Therein, the regulator stipulates that beginning December 1, 2023, a new electronic form for the analysis of client assets of associated entities must be used for periods ending on or after December 1, 2023. The new form may also be found under this weblink: https://www.sfc.hk/en/Forms/Intermediaries/Analysis-of-client-assets-for-associated-entity.
The new form replaces the one that was previously specified in General Notice G.N. 1416/2003.
Other Features
banks
crypto-assets
custodian
investment firms
reporting
Date Published: 2023-05-25
Date Taking Effect: 2023-12-01
Regulatory Framework: Securities and Futures Ordinance
Regulatory Type: procedure
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