New consolidated versions of „Commission Delegated Regulation (EU) 2017/1018“ as regards the notification requirements of investment firms, market operators, and credit institutions that are passporting into other EU jurisdictions for the provision of investment services or ancillary services were published in the Official Journal (OJ) of the EU.
The consolidated versions include the modifications made by Commission Delegated Regulation (EU) 2022/2402 which corrected several language versions of the above noted Delegated Regulation to correct an error as regards the notification requirements with respect to internal control arrangements to monitor staff involved in personal account dealing.
The affected language versions were those of Bulgaria, Croatia, Czech Republic, Denmark, Netherlands, Estonia, Germany, Greece, Italy, Latvia, Lithuania, Poland, Portugal, Romania, Slovakia, Slovenia, and Sweden.
The new consolidated language versions relevant to our clients are attached to this Event or may be found here:
(1) Germany: Commission Delegated Regulation (EU) 2017/1018
(2) Denmark: Commission Delegated Regulation (EU) 2017/1018
(3) Netherlands: Commission Delegated Regulation (EU) 2017/1018
(4) Italy: Commission Delegated Regulation (EU) 2017/1018
(5) Poland: Commission Delegated Regulation (EU) 2017/1018
(6) Sweden: Commission Delegated Regulation (EU) 2017/1018
New consolidated versions: Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance)Text with EEA relevance
ID
21365
Other Features
banks
cross-border
investment firms
notifications
securities trading
trading venues
Date Published: 2023-01-04
Date Taking Effect: 2022-12-29
Regulatory Framework: Markets in Financial Instruments Directive II (MiFID II)
Regulatory Type: information
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