New consolidated versions of „Commission Delegated Regulation (EU) No 1151/2014“ as regards the notifications that must be made by financial institutions and investment firms planning to passport branches into other member states were published in the Official Journal (OJ) of the EU.
The consolidated versions include the modifications made by Commission Delegated Regulation (EU) 2022/2403 which corrected several language versions of the above noted Delegated Regulation to correct an error as regards the notification of the „internal code of conduct“ and established procedures to monitor personal account dealing.
The affected language versions were those of Bulgaria, Croatia, Czech Republic, Denmark, Germany, Greece, Hungary, Italy, Latvia, Lithuania, Malta, Poland, Portugal, Romania, and Sweden.
The new consolidated language versions relevant to our clients are attached to this Event or may be found here:
(1) Germany: Commission Delegated Regulation (EU) No 1151/2014
(2) Denmark: Commission Delegated Regulation (EU) No 1151/2014
(3) Italy: Commission Delegated Regulation (EU) No 1151/2014
(4) Poland: Commission Delegated Regulation (EU) No 1151/2014
(6) Sweden: Commission Delegated Regulation (EU) No 1151/2014
Please also see EventID 18629 in this context for more information on the corrections.
New consolidated versions: Commission Delegated Regulation (EU) No 1151/2014 of 4 June 2014 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards on the information to be notified when exercising the right of establishment and the freedom to provide services (Text with EEA relevance)Text with EEA relevance
ID
21484
Other Features
banks
investment firms
notifications
Date Published: 2023-01-17
Date Taking Effect: 2022-12-29
Regulatory Framework: Capital Requirements Directive IV (CRD IV)
Regulatory Type: information
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