form

The U.S. Securities and Exchange Commission (SEC) has published new Form 12b-25 which will be valid through April 30, 2025 unless otherwise modified before. The form is to be used to notify the Commission and each exchange where a security of the issuer is registered of any delays in the filing of the forms listed below. It must only be used by non-electronic filers.
(1) Form 10-K: This form is an annual report that publicly traded companies are required to file with the Commission. It provides a comprehensive overview of the company’s financial performance, business operations, and management’s discussion and analysis of the company’s financial condition.
(2) Form 20-F: This form is an annual report that foreign private issuers are required to file with the SEC. It is similar to Form 10-K, but it includes additional disclosures that are relevant to foreign private issuers.
(3) Form 11-K: This form is an annual report that employee benefit plans are required to file with the SEC. It includes financial statements and other information about the plan’s operations.
(4) Form 10-Q: This form is a quarterly report that publicly traded companies are required to file with the SEC. It includes financial statements and other information about the company’s financial performance and operations for the preceding three months.
(5) Form 10-D: This form is a document that publicly traded companies are required to file with the SEC to report the distribution of securities in public or private offerings (the number of shares that were distributed, the price at which they were sold, the parties to whom they were sold, and other relevant details).
(6) Form N-CEN: This form is an annual filing that investment companies are required to file with the SEC. It includes information about the company’s operations, financial condition, and investment policies.
(7) Form N-CSR: This form is an annual filing that investment companies are required to file with the SEC. It includes information about the company’s performance, management’s discussion and analysis of the company’s financial condition, and other financial statements.

Other Features
capital management companies
companies
fund management
issuer
notifications
performance
reporting
securities
Date Published: 2023-12-22
Regulatory Framework: Securities Exchange Act of 1934
Regulatory Type: form

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