The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of April 27, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed as it no longer applies since January 1, 2023.
Other Features
compliance
eligibility
notifications
reporting
restrictions
short selling
Date Published: 2023-04-27
Regulatory Framework: Retained Short Selling Regulation (UK SSR)
Regulatory Type: procedure
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