The Financial Conduct Authority (FCA) has published new validation rules for reporting securities financing transactions (SFTs) as required under the Retained SFT Regulation (SFTR). The included spreadsheet thereby sets out the new XML schemas to be used by entities for reporting:
– counterparty data
– loan and collateral data
– margin data
– re-use, cash reinvestment and funding sources data
The changes as compared to the previous version are extensive and may be found under the tabulator „changes“.
In this context, the FCA has also published a new suit of standards for outgoing and incoming reports:
– SFTR Outgoing Messages V1.0
– SFTR Incoming Messages V1.0
Other Features
AIF
AIFM
banks
capital management companies
fund management
investment firms
reporting
SFT
supervisory practices
transparency
Date Published: 2023-10-23
Regulatory Framework: Retained Securities Financing Transaction Regulation (UK SFTR)
Regulatory Type: procedure
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