Events listed in Japan

Asset Management
consultation

Publication of the draft amendments to the „Comprehensive Guidelines for ...

ID 21614
On 27 January 2023, the Financial Services Agency (FSA) issued a press release, informing about its proposing of draft amendments to the „Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.,“ and others for public consultation. The proposal is mainly intended to provide amendments to the guidelines and others, in regard to **books and documents related to the business of financial instruments business ...
Asset Management
regulation

Publication of the finalized „Cabinet Orders and Cabinet Office Orders ...

ID 21571
On 25 January 2023, the Financial Services Agency (FSA) issued the „Publication of the finalized „Cabinet Orders and Cabinet Office Orders Pertaining to the Amendments to the Certified Public Accountants Act“ after public consultation“ (provisional English title – available only in Japanese). The finalized Cabinet Orders and Cabinet Office Orders mainly develop provisions of the relevant and applicable cabinet orders, cabinet office orders, and . ...
Asset Management
procedure

Publication of the finalized amendments to the regulatory notice designating ...

ID 21525
On 20 January, the Financial Services Agency (FSA) issued the „Publication of the finalized amendments to the regulatory notice designating transactions and lending/borrowing to be excluded from the transactions subject to the regulations on „Financial Instruments Obligation Assumption Business“ after public consultation“ (provisional English title – available only in Japanese). Indeed, the FSA finalized the amendments to the regulatory notice de ...
Asset Management
information

Stewardship Code : 322 institutional investors have signed up to the Principles for ...

ID 21443
On 12 January 2023, the Financial Services Agency (FSA) published an update of its list of institutional investors who have notified the FSA of their intention to accept Japan’s Stewardship Code to promote sustainable growth of companies through investment and dialogue, counting 202 investment managers as of 31 December 2022. These Principles for Responsible Institutional Investors were published as [**Finalization of the Japan’s Stewardship ...
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