Events listed in Retained European Market Infrastructure Regulation (UK EMIR)
The Pension Fund Clearing Obligation Exemption and Intragroup Transaction ...
ID 23008
New regulations as regards central clearing obligations of pension schemes and central clearing obligations and margin requirements of intragroup firms were published on legislation.gov.uk, the official website of the UK government for publicizing legal documents. The new regulations – entitled the Pension Fund Clearing Obligation Exemption and Intragroup Transaction Transitional Clearing and Risk-Management Obligation Exemptions (Extension and Amendment) Regulations 20 ...
Securitisation Repository – Withdrawal of Registration form [docx] Trade ...
ID 22754
The Financial Conduct Authority, FCA, has published two new forms which shall be used by securitization or trade repositories to apply for deregistration with the Authority. The forms are linked below or may be found in the attachments to this Event: 1. Securitisation Repository: Application to withdraw registration 2. Trade Repository: Application to withdraw registration Affected firms are highly recommended to closely follow ...
EMIRR 1.1 Application EMIRR 1.2 Purpose EMIRR 1.3 Definitions EMIRR 2.2 Procedure ...
ID 22102
In view of the upcoming requirements of financial, non-financial, and central counterparties as regards the reporting of derivative transactions to trade repositories (TRs) under the retained European Market Infrastructure Regulation (UK EMIR) and corresponding processing requirements of trade repositories, the Financial Conduct Authority (FCA) has now published a first set of new rules of its new EMIRR Sourcebook. The rules all affect trade repositories ...
Technical instructions to firms [xlsx]
ID 22024
In view of the upcoming changes to the reporting requirements of counterparties to derivative transactions (please see EventID 19865 in this context), the Financial Conduct Authority (FCA) has now published a first set of corresponding validation rules to be used by trade repositories for verifying the completeness and correctness of the submitted data. The validation rules cover the margin activity report and the *trade ...
Incoming messages [zip]
ID 22015
In view of the upcoming changes to the reporting requirements of counterparties to derivative transactions (please see EventID #19865 in this context), the Financial Conduct Authority (FCA) has now published a third set of corresponding documents to provide further guidance to both trade repositories and counterparties for the submission or receipt of the below listed reports: 1. The Derivatives Trade Report (message) to be ...
Policy Statement: Changes to reporting requirements, procedures for data quality ...
ID 22012
Following a joint consultation in November 2021 as regards the improvement of data quality in reports to be provided under the retained European Market Infrastructure Regulation (UK EMIR), the streamlining of such reports, and the ease of the registration process for trade repositories (TRs), the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) have now published their joint Policy Statement (PS23/2) in ...
EMIR Outgoing messages [zip]
ID 22005
In view of the upcoming changes to the reporting requirements of counterparties to derivative transactions (please see EventID #19865 in this context), the Financial Conduct Authority (FCA) has now published a second set of corresponding documents to provide guidance to both trade repositories and counterparties for the submission or receipt of the below listed reports: 1. The Derivatives Trade Report (message) to be sent ...
Outsourcing and third party risk management Supervisory Statement: central ...
ID 21781
The Prudential Regulation Authority (PRA) of the Bank of England has issued a new Supervisory Statement addressed at central counterparties (CCPs) as regards the PRA’s expectations concerning „outsourcing and third party risk management“. #### The statement thereby sets out expectations in the following key areas: (1) Governance, oversight and documentation which includes, among other aspects, the documentation and continuous recording of existing outsourcin ...