Events listed in Retained Short Selling Regulation (UK SSR)
Short Selling Regulation: consultation – sovereign debt and credit default swaps
ID 24126
Following the release of a consultation response paper in connection with the general functioning of the Retained Short Selling Regulation (UK SSR) in view of the preparation of a UK own short selling regime (please see EventID 22144 in this context for more information), the HM Treasury has launched a new consultation in same context. Specifically, **in this consultation the Treasury proposes to exclude ...
UK list of exempted shares [xlsx]
ID 23393
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of May 23, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 23029
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of April 27, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 22629
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of April 1, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 22239
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of March 13, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 22078
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of March 1, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 21940
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements as of February 16, 2023. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed ...
UK list of exempted shares [xlsx]
ID 21879
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed as it no longer applies ...
UK list of exempted shares [xlsx]
ID 21722
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed as it no longer applies ...
UK list of exempted shares [xlsx]
ID 21479
The Financial Conduct Authority (FCA) has published a revised list of FCA exempt shares from short selling notification requirements. These shares are also NOT subject to the uncovered short sales restrictions set out in the Retained Short Selling Regulation (UK SSR). Please note that the exempt shares list of the European Securities and Markets Authority (ESMA) has been removed as it no longer applies ...