Events listed in [ESMA] European Securities and Markets Authority
Joint ESAs public event on DORA – Technical discussion
ID 21451
The European Supervisory Authorities (EBA, EIOPA and ESMA) will jointly hold a public event on the upcoming Digital Operational Resilience Act (DORA). The ESAs are particularly interested in the submission of potential concerns and areas of attention related to the policy mandates and related matters within and beyond 12 months of the entry into force of the DORA, especially – as quoted: + RTS ...
[ESMA71-102-173] ESMA Q&As- list of questions currently under development
ID 21440
On 12 January 2023, the European Securities and Markets Authority (ESMA) published an updated version of the list containing questions received through its Q&A process. ESMA is working on developing a web-based tool to facilitate the submission of questions and the publication of questions received. Compared to the previous version, the updated version contains one new question: 1. EMIR clearing obligation (Topic „Post Trading“) ...
[ESMA70-449-741] Compliance table on Guidelines on delay in the disclosure of ...
ID 21410
On 11 January 2023, the European Securities and Markets Authority (ESMA) has published a first version of the compliance table (ESMA70-449-741) for its „Market Abuse Regulation (MAR) Guidelines: Delay in the disclosure of inside information and interactions with prudential supervision“. To recall, these MAR Guidelines (ESMA70-159-4966) were published in April 2022 to take effect two months from then and „provide a non-exhaustive and indicative ...
Open hearing on consultation on ESG terms in funds’ names
ID 21394
Following the launch of a consultation on proposed guidelines for the use of ESG-related terms in investment funds‘ names (please see EventID 18186 for a detailed description of the proposed provisions and restrictions), the European Securities and Markets Authority, ESMA, has now published a press statement in this context. Specifically, ESMA informs that on January 23, 2023, from 11:00 a.m. to 1 p.m., it ...
[2013/1358 ] AIFMD reporting IT technical guidance (rev 5) [updated]
ID 21376
The European Securities and Markets Authority, ESMA, has published an updated version of its AIFMD reporting IT technical guidance which supplements the files and data to be reported under Article 24(1), Article 3(3)(d), Article 24(2) and Article 24(4) of the Alternative Investment Fund Managers Directive (AIFMD). This includes, but is not limited to the following: – the reporting of main instruments in which an ...
[ESMA70-155-3832] List of trading venues benefiting from a transitional exemption ...
ID 21369
The European Securities and Markets Authority, ESMA, has published an updated version of the list of trading venues for which a temporary exemption from the open access provisions under 36(5) of the Markets in Financial Instruments Regulation (MiFIR) exists. While MiFIR allows firms to freely choose where to trade and clear their products, which both central counterparties (CCPs) and trading venues need to ensure, ...
[ESMA35-43-3327] Compliance table on Guidelines on certain aspects of the MiFID II ...
ID 21359
On 3 January 2023, the European Securities and Markets Authority (ESMA) has published a revised version of the compliance table for its Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements (ESMA35-43-3006). Comparing the current compliance table (ESMA35-43-3327) with the previous one reveals that Malta now complies with the ESMA guidelines. CURRENT VERSION PREVIOUS VERSION: The *Malta Financial Services ...
[ESMA34-46-101] Register of authorised European long-term investment funds (ELTIFs)
ID 21355
The European Securities and Markets Authority, ESMA, has published the latest data – as of January 3, 2023 – on registered European Long-Term Investment Funds (ELTIFs). Pursuant to Article 3, Paragraph 3, Sub-Paragraph 2 of the ELTIF Regulation, ESMA is required to make this data available to the public in an electronically readable format. Please note that the first tabulator contains the information on ...