Events listed in [ESMA] European Securities and Markets Authority
[ESMA34-46-101 ] Register of authorised European long-term investment funds (ELTIFs)
ID 26191
ESMA has published the latest data – as of 11 December 2023 – on registered ELTIFs. Pursuant to Article 3, Paragraph 3, Sub-Paragraph 2 of the ELTIF Regulation, ESMA is required to make this data available to the public in an electronically readable format. Please note that the first tabulator contains the information on the data field formats which will **enable firms to adjust ...
[ESMA-SSM Cooperative Arrangement CCP ] Cooperative Arrangement on CCP supervisory ...
ID 26140
ECB and ESMA have concluded a Cooperative Arrangement concerning the coordination and exchange of supervisory information related to CCPs and their participants. It emphasizes the principles of mutual respect and cooperation outlined in the Treaty on EU. Within the legal framework, reference is made to the Treaty on EEU, the SSM Regulation, EMIR, and the ESMA Regulation. These regulations confer specific tasks on the ...
ESAs launch joint consultation on second batch of policy mandates under the Digital ...
ID 26138
Following the first batch (eventid=21760), the ESAs have initiated a public consultation on the second batch of policy mandates under DORA. This set of policy instruments, including four draft RTS, one set of draft ITS, and two sets of guidelines, aims to establish a uniform legal framework in the domains of **major ICT-related incident reporting, digital operational resilience testing, ICT third-party risk management, and ...
ESMA publishes an update to the ESEF XBRL taxonomy 2022 files and the ESEF ...
ID 26127
ESMA has released an update to the ESEF XBRL taxonomy 2022 files and the ESEF Conformance Suite 2023, supporting the implementation of the ESEF Regulation. The revision includes minor corrections to enhance usability and updates to Conformance Suite test fields, specifically designed to aid the integration of the updated ESEF Reporting Manual (eventid=22957) into software used by preparers for creating their ESEF report package. ...
ESMA highlights potential conflicts of interest risks in changes to Collateralised ...
ID 26121
ESMA released a report on EU credit ratings for Collateralised Loan Obligations (CLOs), highlighting potential conflicts of interest risks observed in the dialogue between CRAs and market participants from 2017 to 2021. The focus is on the CLO methodology development and rating process of CRAs. The report emphasizes the influential role of arrangers, managers, and investors in the CLO market, and how their **selection ...
ESAs launch second public consultation on joint Guidelines on the system for the ...
ID 26114
The ESAs have initiated a second public consultation on joint guidelines concerning the exchange of information relevant to fit and proper assessments. This consultation focuses on extending the guidelines‘ scope to include legal persons, ensuring comprehensive coverage. The guidelines aim to enhance efficiency by harmonizing practices and addressing both natural and legal persons. The [consultation, open until 15 January 2024**, invites comments specifically on ...
[JC 2023 22 ] Consolidated Q&As on the PRIIPs Key Information Document
ID 26071
The three ESAs have published a new consolidated version of their Q&As on the PRIIPs KID, to be furnished by manufacturers and distributors of products falling under the PRIIPs Regulation. Compared to the following version, these eight questions were included: **[Page 8: I. General topics 11. If a product, linked to a single ISIN code, is available in both the single and recurring premium ...
Making finance work for a sustainable future – Press Release
ID 26070
ESMA published a press release in the context of the speech of Verena Ross, ESMA Chair, at the COP28. Therein the key points are: 1. ESMA is actively contributing to the transition towards a more sustainable economy in alignment with the European Green Deal, being committed to addressing climate change and supporting the financial sector in channeling resources toward sustainable investments. ESMA plays a ...
[ESMA35-42-1305 ] ESCPR – Miscellaneous reporting to ESMA
ID 26062
ESMA published an updated version of its document in connection with crowdfunding services and their providers in the EU. Specifically, the document provides current information on: 1. companies registered in each member state that fall under the provisions of the ECSPR (Article 2); 2. the languages accepted by NCAs with respect to the publication of the KID (Article 23); 3. local regulations per jurisdiction ...
ESAs put forward amendments to sustainability disclosures for the financial sector
ID 26060
The ESAs have put forth amendments to the draft RTS for the SFDR. This development comes as part of their ongoing efforts to enhance sustainability disclosures within the financial sector. As a reminder, the ESAs received a mandate from the EC in April 2022 to review and revise the RTS laid down in the SFDR Delegated Regulation. The proposed amendments encompass several key areas. ...