Events listed in [ESMA] European Securities and Markets Authority
Compliance table on the Gudelines on MiFID II remuneration requirements
ID 25756
ESMA has published a compliance table for its Guidelines on certain aspects of the MiFID II remuneration requirements [ESMA35-43-3565] (see eventid=20585). To recall, the updated guidelines include measures to assess the adequacy of policies and practices and guidelines on documentation, regular reviews, and changing policies. An annex is included with examples of harmful policies and practices to avoid conflicts of interest. The compliance table ...
Compliance table on the Guidelines on MiFID II product governance (2023)
ID 25745
ESMA has published a compliance table for its Guidelines on MiFID II product governance (2023 revised version) [ESMA35-43-3448] (see eventid=22543). To recall, the guidelines set out the MiFID II product governance requirements, specifying sustainability-related objectives, identifying a target market per cluster, determination of a compatible distribution strategy and a periodic review of products. The compliance table shows that all countries are or will be ...
ESMA to put cyber risk as a new Union Strategic Supervisory Priority
ID 25741
ESMA is updating its USSPs to include a focus on cyber risk and digital resilience, in addition to ESG disclosures. This shift reflects the growing importance of addressing cybersecurity challenges in the financial sector. The new priority involves reinforcing firms‘ ICT risk management through monitoring, supervisory actions, and building new capacity. The goal is to adapt to market and technological developments while monitoring potential ...
Notifications of Compliance with Guidelines – Overview Table
ID 25703
ESMA has published an updated version of the table providing an overview of the level of compliance reported by NCAs as regards the application of ESMA guidelines in their respective jurisdictions.
[ESMA70-156-1411 ] Confirmation of compliance with Guidelines on the application of ...
ID 25702
ESMA has published an updated version of the compliance table for its Guidelines on the application of C6 and C7 of Annex 1 of MiFID II. „C6“ and „C7“ thereby simply refer to certain types of commodity derivatives to which requirements stipulated under MiFID II apply. The compliance table clarifies which competent authorities of which member states comply or intend to comply with the ...
ESMA publishes data for quarterly bond liquidity assessment and the systematic ...
ID 25599
ESMA has published a press statement to announce the availability of – the quarterly calculations for SIs of equity, equity-like instruments, bonds and for other non-equity instruments under MiFID II and MiFIR; and – the quarterly liquidity assessment for bonds. The quarterly calculations cover both the total number of trades and total volume. Corresponding SI tests must be performed by 15 November 2023. The ...
ESMA publishes analysis on the evolution of EEA share market structure since the ...
ID 25552
ESMA has released an analysis on the evolution of the EEA share market structure since the implementation of MiFID II, with a specific focus on the period from 2019 to 2022. The analysis delves into the impact of the UK’s withdrawal from the EU on equity markets, emphasizing the changes observed in trading volumes, the number of trading infrastructures, share trading distribution, and the ...
Compliance table on the Guidelines on the enforcement of financial information
ID 25544
Following the revision of the guidelines on enforcement of financial information which were applicable as of January 1, 2022, ESMA has published an updated version of the corresponding compliance table. The table sets out which member states comply or intend to comply with the guidelines and – in latter case – by which date such compliance is expected. Comparing the current compliance table (ESMA32-67-802) ...
[ESMA70-872942901-35 ] Q&A on MiFID II and MiFIR transparency topics
ID 25541
ESMA has published an updated version of its Q&As on MiFID and MiFIR related transparency topics. In this latest version, ESMA reflected the move of the Q&As to the Manual of post-trade transparency on 10 July 2023 (eventid=22062) [Section 2, Questions 4, 6, 8, 11, 13, Section 3, Questions 3, 4, 5, Section 4 Questions 1-7, 10, 11, 13, 15-25, Section 5 Questions 8 ...
Notifications of Compliance with Guidelines – Overview Table
ID 25535
ESMA has published an updated version of the table providing an overview of the level of compliance reported by NCAs as regards the application of ESMA guidelines in their respective jurisdictions.