Events listed in [SFC] Securities and Futures Commission
Information Checklist for Termination of a Private OFC or Privately Offered ...
ID 21618
The Securities and Futures Commission of Hong Kong, SFC, has published a revised version of its Checklist for Termination of a Private OFC or Privately Offered Sub-fund under Chapter 10 of the Code on Open-ended Fund Companies. The checklist must be submitted to the SFC when filing an application for the termination of a private open-ended fund company or a privately offered sub-fund of ...
FAQs – Publicly offered investment products: Investment-Linked Assurance ...
ID 21509
The Securities and Futures Commission of Hong Kong (SFC) has published revised frequently asked questions (FAQs) relating to Investment-Linked Assurance Schemes (ILAS), schemes under which life insurance policies are typically coupled with investment options (usually mutual funds shares). The FAQs address – among others – issues such as the application process for an ILAS product, documents to be provided in this context, time limits ...
FAQs – Publicly offered investment products: Presentation Materials on ESG ...
ID 21431
The Securities and Futures Commission (SFC) has published an updated version of its presentation material regarding common ESG investment strategies used by ESG funds and corresponding frequently asked questions (FAQs) following a recent workshop on January 12, 2023. The material describes the differences between thematic investments, best in-class investments, and impact investments, before moving on to the criteria to be considered for each type ...