information

EBA GL 2021 14 – GLs on internal governance for investment firms under Directive (EU) 2019/2034

ID 21404

On 10 January 2023, the European Banking Authority (EBA) has published an updated version of the compliance table for its „Guidelines on internal governance under Directive (EU) 2019/2034“.
To recall, these IFD Guidelines (EBA/GL/2021/14) were published in November 2021 to take effect five months from then and shall support the implementation of a „clear organisational structure with well‐defined, transparent and consistent lines of responsibility“, according to Article 26(4) of Regulation (EU) No 2019/2034 (IFD) of the European Parliament and Council.
The present compliance table sets out which member states now comply or intend to comply with the guidelines and – in latter case – by which date such compliance is expected. The table also provides comments from member states who do not (intend to) comply as to the reasoning of the local regulators.
The revised version reveals that all jurisdictions except Germany and Poland comply or intend to comply with the ESMA guidelines. Italy was changed from „Intends to comply“ to „complies“ (Complies as of the date of notification, 28/12/2022).

Other Features
compliance
governance
investment firms
risk management
supervisory practices
Date Published: 2023-01-10
Regulatory Framework: Investment Firms Directive (IFD)
Regulatory Type: information
Asset Management
consultation

The EBA consults on Guidelines on internal policies, procedures and controls to ...

ID 26442
EBA has launched a public consultation on two sets of guidelines aimed at enhancing intern ...

The EBA publishes amendments to disclosures and reporting on MREL and TLAC

ID 26436
EBA has released draft ITS amending the ITS on disclosures and reporting on MREL and TLAC. ...

EU banks’ liquidity coverage ratio declined but remains well above the minimum ...

ID 26417
EBA published its Report on liquidity measures, assessing liquidity coverage requirements ...

The EBA updates the Guidelines on the specification and disclosure of systemic ...

ID 26405
EBA has updated its Guidelines on the specification and disclosure of systemic importance ...
  • Topic Filter

    Top Tag Search
    Top Tag Search
    Top Tag Search
    Top Tag Search
You are on the training version of RISP core with limited functions and data. Please subscribe to RISP core for professional or academic use. We supply free real time datasets for approved academic research; professional subscriptions start at 950€ plus VAT per annum.

Compare Listings