Events listed in Insurance
General form for quarterly reports under Section 13 or 15(d) (PDF)
ID 26518
The U.S. Securities and Exchange Commission (SEC) has published Form 10-Q which is required to be filed by publicly traded companies with the SEC on a quarterly basis. It provides detailed financial information about a company’s operations and financial condition for the preceding fiscal quarter. The form must be used by domestic and foreign companies that have registered securities with the SEC under the ...
ESG-risico’s hoog op de agenda van pensioenfondsbesturen, maar meer actie en ...
ID 26517
There’s an increasing urgency to manage ESG risks due to rapid climate change, biodiversity loss, and evolving societal norms. These pose financial risks affecting long-term investments, alongside highlighted social risks like reputational damage from ethical issues in supply chains. Therefore, the DNB has conducted a survey and on-site inspections regarding ESG risk management among 39 pension funds in April 2023. The urgency to manage ...
Commission Delegated Regulation (EU) 2023/2772 as regards sustainability reporting ...
ID 26516
Following the finalization of the standards in July 2023 (EventID 22310), the EU Commission has published in the Official Journal of the EU Commission Delegated Regulation (EU) 2023/2772 containing a first set of sustainability reporting standards, the so called European Sustainability Reporting Standards (ESRS), to be observed by undertakings listed on an EU exchange and by parent undertakings of large groups. These standards aim ...
Council Regulation (EU) No 401/2013 concerning restrictive measures in view of the ...
ID 26515
A new consolidated version of Council Regulation (EU) No 401/2013 relating to sanctions measures in light of the situation in Myanmar/Burma was published in the Official Journal (OJ) of the EU. This consolidated version includes the modifications made by Council Regulation (EU) 2023/2694 which inserted new or modified existing provisions to disapply the terms and regulations on the freezing of funds or the making ...
Notification of late filing (PDF)
ID 26514
The U.S. Securities and Exchange Commission (SEC) has published new Form 12b-25 which will be valid through April 30, 2025 unless otherwise modified before. The form is to be used to notify the Commission and each exchange where a security of the issuer is registered of any delays in the filing of the forms listed below. It must only be used by non-electronic filers. ...
U.S. Department of the Treasury Releases Request for Information on Financial ...
ID 26511
Following a corresponding announcement in November 2023 (EventID 23941), the U.S. Department of the Treasury, USDT, has launched a request for information (RFI) as regards financial inclusion. The aim of the „consultation“ is to inform a national strategy on financial inclusion and „to advance financial inclusion through policy, government programs, financial products and services, technology, and other tools and infrastructure“. The RFI is high ...
Newsletter: 2023 reporting on continuing professional education
ID 26510
The FSMA published a newsletter, aimed at financial intermediaries and credit providers concerning the 2023 reporting on continuing professional education. In this context, the FSMA had previously simplified procedures for the 2022 reporting, introducing a declaration of honor. Building on this, the administrative simplification for reporting on recycling obligations in 2023 goes a step further. Notably, the need for document uploads in the Cabrio ...
Corrigendum to Directive (EU) 2022/2555 on measures for a high common level of ...
ID 26505
A corrigendum to various language versions of the Network and Information Security (NIS) Directive 2 aimed at achieving a high common level of cyber security and further improving the resilience and incident response capacities of both public and private sector entities was published in the Official Journal (OJ) of the EU. The corrigendum corrects – in the English version – Article 19(1) relating to ...
Information Checklist for Investment-linked Assurance Schemes
ID 26503
The Securities and Futures Commission of Hong Kong (SFC) has issued a revised Information Checklist for Investment-Linked Assurance Schemes (ILAS). The checklist was introduced in 2021 to be used from November 1, 2021 when applying for authorization of an investment-linked assurance scheme (ILAS). Among other issues, the checklist contains or requires information on: (1) the scheme itself (i.e. name, investment objectives, fees, etc.); (2) ...
Delegierte Verordnung (EU) 2023/2175 zur näheren Präzisierung der Anforderungen an ...
ID 26499
A new German consolidated version of Commission Delegated Regulation (EU) 2023/2175 as regards European standards for the risk retention requirement for securitizations was published in the Official Journal (OJ) of the EU. The new consolidated version includes the modifications of a prior corrigendum which made numerous corrections to the original German version of the Delegated Regulation relating to nearly all provisions outlined in the ...