Events listed in information

WSA oddalił skargę Prosper Capital DM SA na decyzję KNF

ID 26419
Following KNF’s imposition of a fine on Prosper Capital Dom Maklerski SA in March 2023 (eventid=20339) in the amount of PLN 1.200.000 for: 1. failing to adequately assess the suitability of products for a target market, 2. failing to adequately assess the suitability of a product for clients (the questionnaire used did not sufficiently support such assessment), 3. distributing bonds to customers which were ...
Asset Management
information

Commission Delegated Regulation (EU) 2021/2139 establishing the technical screening ...

ID 26416
A new consolidated version of Commission Delegated Regulation (EU) 2021/2139, the so-called EU Taxonomy Climate Delegated Act, as regards the conditions to be met for economic activities to qualify „as contributing substantially to climate change mitigation or climate change adaptation“ and as activities to qualify as not causing „significant harm to any of the other environmental objectives“ was published in the Official Journal (OJ) ...

Index Linked Treasury Stocks

ID 26408
The Prudential Regulation Authority (PRA) has published a press statement declaring the interest and principal that will be paid to holders of certain index-linked Treasury Stock in July 2024. Both bonds are linked to the Retail Prices Index. Specifically, – holders of the 2 1/2% Index-Linked Treasury Stock 2024 will be paid £4.8288 per £100 nominal of stock on July 17, 2024. The final ...

Nałożenie kary pieniężnej na Chemoservis-Dwory SA w upadłości

ID 26400
On 27 October 2023, KNF has imposed a fine on Chemoservis-Dwory SA in the amount of PLN 500.000 for failing to submit end-of-year, mid-year and quarterly financial statements for 2018 and 2019, which is a violation of Article 56 (1) (2) (b) of the Act of 29 July 2005.

23-343MR ASIC highlights focus areas for 31 December 2023 reporting

ID 26392
In its present announcement 23-343MR, ASIC underscores the significance of considering uncertain market and economic conditions in financial reporting for the full and half-years ending 31 December 2023. Derived from Report 774 (Annual financial reporting and audit surveillance report 2022–23), key findings shape the focus areas, encompassing impairment and asset values, provisions, post-year-end events, financial report and operating and financial review (OFR) disclosures, a ...

New issue of the Riksbank’s journal Economic Review

ID 26385
This issue of the economic review concentrates on the operational framework for implementing the monetary policy. The document is divided into three parts: 1. Detailed explanation of what an operational framework for monetary policy is The central bank’s job is to stabilize the economy. It does so by setting interest rates, lending and buying/selling securities at different maturities than the usual market practice, ensuring ...

Treasury Publishes Public Input on Draft OECD/G20 Inclusive Framework Pillar One ...

ID 26384
The U.S. Department of the Treasury (USDT) has issued a press statement in which it confirms the conclusion of the comment period as regards its request for public input on the draft OECD/G20 Inclusive Framework Multilateral Convention for implementing Pillar One – Amount A of the international tax reform. Specifically, the USDT sought input on the draft to ensure taxation transparency, address unclear issues, ...

Nałożenie kary pieniężnej na ORIGIN TFI SA

ID 26382
KNF has imposed a fine on ORIGIN TFI SA in the amount of PLN 560.000 for failing to submit both the end-of-year financial statements for 2021 and the mid-year financial statements for 2022 in a timely manner of the following funds: – EMAI Fundusz Inwestycyjny ZamkniÄ™ty Aktywów Niepublicznych, which is currently in liquidation – EPEF 2 Fundusz Inwestycyjny ZamkniÄ™ty Aktywów Niepublicznych – EPEF Fundusz ...
Asset Management
information

Supporting COP outcomes with transition plans

ID 26381
In view of the conclusion of the 28th Conference of the Parties (COP28), the Transition Plan Taskforce (TPT) has published a press statement. In it, the TPT presents the key issues addressed at the COP28 and its own stance on those issues. Thereafter, the conference highlighted the importance of transition plans in addressing climate change. In fact, transition plans are becoming a crucial part ...

Digital Finance in der Schweiz: ein Augenschein zurück, mit Weitblick nach vorne

ID 26370
Die SBVg hat einen Artikel über Digital Finance in der Schweiz veröffentlicht und betont die entscheidende Rolle technologischer Innovationen bei der langfristigen Erfolgssicherung und Wettbewerbsfähigkeit von Banken. Zu den Schlüsselthemen gehören digitale Vermögenswerte, digitale Währungen, KI, Open Finance und eine staatlich unterstützte digitale Identität. Digitale Vermögenswerte und Währungen unterliegen einer sich weltweit entwickelnden regulatorischen Landschaft, wobei ...
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