Events listed in regulation
The Registered Pension Schemes (Authorised Member Payments) Regulations 2023
ID 24973
In view of the coming into force of the Financial Services and Markets Act 2023 and subsequent rules made by the Prudential Regulation Authority (PRA) pertaining to the write-down of insurance liabilities in insurance debt or policies in case of financial difficulties of insurance companies (EventID 22996), the Registered Pension Schemes (Authorised Member Payments) Regulations 2023 was published on legislation.gov.uk, the official journal of ...
The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2023
ID 24964
The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2023 (Statutory Instrument SI 2023/1003) was recently published on legislation.gov.uk, the official journal of the UK. The order amends schedule 2 of the 2000 Terrorism Act which sets out organizations that are – considered terrorist organizations, – related to such, or – considered to be involved in any type of activity with the goal of supporting ...
Council Implementing Regulation (EU) 2023/1779 of 15 September 2023 implementing ...
ID 24956
New Council Implementing Regulation (EU) 2023/1779 regarding sanctions measures directed towards person, entities, and bodies engaged in or supportive of serious human rights violations in Iran was published in the Official Journal (OJ) of the EU. It amends the list of sanctioned parties set out in Annex I to Council Regulation (EU) No 359/2011 by **adding four natural persons and six entities to the ...
The Central Counterparties (Transitional Provision) (Extension and Amendment) ...
ID 24955
The Central Counterparties (Transitional Provision) (Extension and Amendment) Regulations 2023 as regards transitional provisions relating to central counterparties (CCP) established outside the UK were published on legislation.gov.uk, the official platform of the UK government for publicizing legal texts. The regulations modify Article 18(1) of the Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 to extend the Temporary Recognit ...
Commission Implementing Regulation (EU) 2023/1773 of 17 August 2023 laying down the ...
ID 24953
Commission Implementing Regulation (EU) 2023/1773 specifying rules for the reporting of imported goods and embedded emissions during the transitional phase of the newly introduced carbon border adjustment mechanism (CBAM) was published in the Official Journal (OJ) of the EU. Specifically, the regulations lays down rules as to the reporting obligations of importing entities or their „representatives“ (subsequently referred to as CBAM declarants) including the ...
PS12/23 – Dealing with insurers in financial difficulties
ID 24947
Following a corresponding consultation in February this year (EventID 19762) and the implementation of the Financial Services and Markets Act 2023 (FSMA 2023) this summer, the Prudential Regulation Authority (PRA) has published a final policy statement as regards „insurers in financial difficulties“. #### Background To recall, the FSMA 2023 (back in February the FSMA 2023 bill) requires the regulator to implement new rules and ...
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance ...
ID 24945
As previously announced by the U.S. Securities and Exchange Commission (SEC) on its website (EventID 22812), the Commission has now published its final rules in relation to obligations of private fund advisers under the Investment Advisers Act of 1940 in the Federal Register (FR). The final rules follow a corresponding consultation in February 2022 where the SEC proposed various amendments and additions to existing ...
Council Implementing Regulation (EU) 2023/1765 of 13 September 2023 implementing ...
ID 24940
Following a recent review of the list of sanctioned individuals, bodies, and persons that are designated due to their involvement in the threatening of „the territorial integrity, sovereignty and independence of Ukraine“, the European Council has modified its sanction list. In new Council Implementing Regulation (EU) 2023/1765 which was now published in the Official Journal (OJ) of the EU, the Council modifies Annex I ...
United Nations (Sanctions — Haiti) Regulations 2023
ID 24931
The United Nations (Sanctions — Haiti) Regulations 2023 have been published on Singapore Statutes Online, the official journal of Singapore. The regulations implement Resolution 2653 (2022) of the United Nations to lay out a sanctions framework regarding Haiti in view of continuing human rights abuses, violence, and a deteriorating political situation in the country. The regulations, which do not apply to certain financial institutions ...
PS23/13: Introducing a gateway for firms who approve financial promotions
ID 24914
Following a corresponding consultation in 2022 (EventID 18831), the Financial Conduct Authority, FCA, has published its final policy statement (PS23/13) as regards its approach for the approval of firms that in turn approve financial promotions, including financial promotions on investments, and as regards of the notification and reporting requirements of FCA approved firms. Also, the policy statement sets out the final fees that firms ...