The Regulatory Policy – Approved Stock Exchanges by CIMA is regulating the policy regarding approved stock exchanges.
It outlines the criteria for a stock exchange to be approved by the Authority for various purposes, including the Mutual Funds Act, Private Funds Act, Banks and Trust Companies Act, Securities Investment Business Act, Insurance Act, Companies Management Act, and Virtual Asset (Service Providers) Act.
The criteria include being a US licensed exchange, an EU regulated exchange, a Canadian licensed exchange, a full member of the World Federation of Exchanges, the Cayman Islands Stock Exchange, or any other stock exchange approved by the Authority.
The document also outlines the approval process and gazetting, as well as the circumstances under which the Authority may refuse to approve a particular stock exchange.
Other Features
banks
capital management companies
fund management
insurance
process
regulatory
securities trading
trading
Date Published: 2023-04-20
Regulatory Framework: Mutual Funds Act, Private Funds Act, Banks and Trust Companies Act, Securities Investment Business Act, Insurance Act, Companies Management Act, Virtual Asset (Service Providers) Act
Regulatory Type: procedure
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